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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 533 Institutional holders with a total value of $9,476,506,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
501 Winslow, Evans & Crocker, Inc. 174 45,932 0.00%
502 Community Financial Services Group, LLC 171 45,000 0.00%
503 INTERACTIVE FINANCIAL ADVISORS, INC. 168 44,000 0.00%
504 HABERER REGISTERED INVESTMENT ADVISOR INC 158 42,000 0.00% SH
505 CITY HOLDING CO 160 42,000 0.00%
506 Ledyard National Bank 150 40,000 0.00%
507 Commonwealth Financial Services, LLC 143 38,000 0.00%
508 M&T BANK CORP 7,200 38,000 0.00% Call
509 BUTENSKY & COHEN FINANCIAL SECURITY, INC 145 38,000 0.00%
510 COUNTRY TRUST BANK 137 36,164 0.00%
511 Tortoise Investment Management, LLC 137 36,000 0.00%
512 WELLS FARGO & COMPANY/MN 12,100 36,000 0.00% Put
513 EXANE DERIVATIVES 104 27,449 0.00%
514 M&T BANK CORP 6,400 27,000 0.00% Put
515 JFS WEALTH ADVISORS, LLC 100 26,000 0.00%
516 Beacon Capital Management, Inc. 100 26,000 0.00%
517 SATURNA CAPITAL CORP 99 26,000 0.00%
518 Apriem Advisors 100 26,000 0.00%
519 CKW FINANCIAL GROUP 88 23,000 0.00%
520 OPTIMUM INVESTMENT ADVISORS 80 21,000 0.00%
521 ROCKEFELLER FINANCIAL SERVICES INC 72 19,000 0.00%
522 Ironwood Financial, llc 65 17,000 0.00%
523 THRIVENT FINANCIAL FOR LUTHERANS 50 13,000 0.00%
524 Raab & Moskowitz Asset Management LLC 46 12,000 0.00%
525 FIRST MANHATTAN CO. LLC. 36 9,000 0.00%
526 MassMutual Private Wealth & Trust, FSB 29 7,655 0.00%
527 Aft, Forsyth & Sober, LLC 25 7,000 0.00%
528 ATWOOD & PALMER INC 25 7,000 0.00%
529 Ruggie Capital Group 18 5,000 0.00%
530 Stanford Investment Group, Inc. 14 4,000 0.00%
531 Tradewinds Capital Management, LLC 10 3,000 0.00%
532 NewSquare Capital LLC 7 2,000 0.00%
533 Parallax Volatility Advisers, L.P. 4 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.