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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 599 Institutional holders with a total value of $10,223,228,024.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 M&T BANK CORP 8 1,000 0.00% Put
3 WESTWOOD HOLDINGS GROUP INC 5 1,000 0.00%
4 Beacon Capital Management, Inc. 6 2,000 0.00%
5 Tradewinds Capital Management, LLC 10 3,000 0.00%
6 Stanford Investment Group, Inc. 14 4,000 0.00%
7 Carroll Financial Associates, Inc. 20 5,000 0.00%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 21 6,000 0.00%
9 AllSquare Wealth Management LLC 23 6,000 0.00%
10 KRILOGY FINANCIAL LLC 25 7,000 0.00%
11 ROBLE, BELKO & COMPANY, INC 28 8,000 0.00%
12 QUADRANT CAPITAL GROUP LLC 30 8,000 0.00%
13 CKW FINANCIAL GROUP 33 9,000 0.00%
14 EXANE DERIVATIVES 33 9,314 0.00%
15 KINGS POINT CAPITAL MANAGEMENT 97 11,000 0.00% Put
16 Independent Portfolio Consultants, Inc. 55 16,000 0.00%
17 Hudock, Inc. 61 17,000 0.00%
18 Ironwood Financial, llc 65 18,000 0.00%
19 Live Your Vision, LLC 70 20,000 0.00%
20 Clean Yield Group 70 20,000 0.00%
21 Capital Analysts, LLC 71 20,138 0.00%
22 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 77 22,000 0.00%
23 FARMERS & MERCHANTS INVESTMENTS INC 80 23,000 0.00%
24 PIERSHALE FINANCIAL GROUP, INC. 89 25,000 0.00%
25 Apriem Advisors 90 25,000 0.00%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 91 26,000 0.00%
27 HORAN SECURITIES, INC. 100 28,000 0.00%
28 Cable Hill Partners, LLC 102 29,000 0.00%
29 Perigon Wealth Management, LLC 105 30,000 0.00%
30 SEI INVESTMENTS CO 105 30,000 0.00%
31 BUTENSKY & COHEN FINANCIAL SECURITY, INC 110 31,000 0.00%
32 ARMBRUSTER CAPITAL MANAGEMENT, INC. 120 34,000 0.00%
33 EDMOND DE ROTHSCHILD (SUISSE) S.A. 130 37,000 0.00%
34 REILLY FINANCIAL ADVISORS, LLC 133 38,000 0.00%
35 Tortoise Investment Management, LLC 137 39,000 0.00%
36 FLOW TRADERS U.S. LLC 142 40,000 0.00%
37 DUBUQUE BANK & TRUST CO 150 42,000 0.00%
38 CITY HOLDING CO 160 45,000 0.00%
39 WASHINGTON TRUST BANK 180 51,000 0.00%
40 SHARKEY, HOWES & JAVER 189 53,000 0.00%
41 WELLS FARGO & COMPANY/MN 653 55,000 0.00% Put
42 Vigilant Capital Management, LLC 200 56,000 0.00%
43 ASSET DEDICATION, LLC 205 57,000 0.00%
44 CapWealth Advisors, LLC 207 58,000 0.00%
45 BALDWIN WEALTH PARTNERS LLC/MA 215 61,000 0.00%
46 ZIONS BANCORPORATION 232 65,000 0.00%
47 LS Investment Advisors, LLC 233 66,000 0.00%
48 Gradient Investments LLC 241 68,000 0.00%
49 Avior Wealth Management, LLC 249 70,000 0.00%
50 SIGNATUREFD, LLC 247 70,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.