| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pine River Capital Management L.P. | 6,806,509 | 196,775,000 | 8.02% | ||
| 2 | AEGON USA Investment Management, LLC | 6,637,341 | 191,886,000 | 7.82% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 6,575,165 | 190,089,000 | 7.74% | ||
| 4 | AMERIPRISE FINANCIAL INC | 5,817,623 | 168,195,000 | 6.85% | ||
| 5 | RiverFront Investment Group, LLC | 5,561,299 | 160,776,000 | 6.55% | ||
| 6 | MORGAN STANLEY | 4,520,703 | 130,694,000 | 5.32% | ||
| 7 | ENVESTNET ASSET MANAGEMENT INC | 4,104,858 | 118,671,000 | 4.83% | ||
| 8 | WELLS FARGO & COMPANY/MN | 3,668,207 | 106,048,000 | 4.32% | ||
| 9 | BB&T SECURITIES, LLC | 327,424 | 94,658,000 | 3.86% | ||
| 10 | LPL Financial LLC | 3,115,219 | 90,061,000 | 3.67% | ||
| 11 | UBS Group AG | 2,765,099 | 79,940,000 | 3.26% | ||
| 12 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,148,901 | 62,125,000 | 2.53% | ||
| 13 | Creative Planning | 1,339,789 | 38,733,000 | 1.58% | ||
| 14 | TD ASSET MANAGEMENT INC | 1,217,985 | 35,212,000 | 1.43% | ||
| 15 | AFAM CAPITAL, INC. | 1,210,752 | 35,003,000 | 1.43% | ||
| 16 | CITIGROUP INC | 1,139,614 | 32,946,000 | 1.34% | ||
| 17 | Visium Asset Management, LP | 1,000,000 | 28,910,000 | 1.18% | Call | |
| 18 | RAND WEALTH, LLC | 953,408 | 27,639,000 | 1.13% | ||
| 19 | Windham Capital Management, LLC | 954,713 | 27,601,000 | 1.12% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 949,959 | 27,463,000 | 1.12% | ||
| 21 | Destination Wealth Management | 925,067 | 26,744,000 | 1.09% | ||
| 22 | Capital Investment Advisors, LLC | 825,864 | 23,876,000 | 0.97% | ||
| 23 | DEUTSCHE BANK AG\ | 815,811 | 23,584,000 | 0.96% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 807,811 | 23,354,000 | 0.95% | ||
| 25 | ROYAL BANK OF CANADA | 795,947 | 23,011,000 | 0.94% | ||
| 26 | Pictet North America Advisors SA | 763,620 | 22,076,000 | 0.90% | ||
| 27 | GOLDMAN SACHS GROUP INC | 743,676 | 21,500,000 | 0.88% | ||
| 28 | SIGMA INVESTMENT COUNSELORS INC | 724,627 | 20,949,000 | 0.85% | ||
| 29 | Efficient Market Advisors, LLC | 633,942 | 18,327,000 | 0.75% | ||
| 30 | Buckingham Capital Management, Inc. | 602,386 | 17,415,000 | 0.71% | ||
| 31 | Tactical Allocation Group LLC | 516,015 | 14,918,000 | 0.61% | ||
| 32 | ASSETMARK, INC | 494,556 | 14,298,000 | 0.58% | ||
| 33 | BEACON FINANCIAL GROUP | 491,946 | 14,236,000 | 0.58% | ||
| 34 | SPINNAKER TRUST | 475,606 | 13,749,000 | 0.56% | ||
| 35 | Transamerica Financial Advisors, LLC | 452,726 | 13,089,000 | 0.53% | ||
| 36 | TRUSTMARK BANK TRUST DEPARTMENT | 415,683 | 12,018,000 | 0.49% | ||
| 37 | Orion Porfolio Solutions, LLC | 387,758 | 11,210,000 | 0.46% | ||
| 38 | CURIAN CAPITAL LLC | 336,835 | 9,738,000 | 0.40% | ||
| 39 | HM PAYSON & CO | 333,363 | 9,637,000 | 0.39% | ||
| 40 | Assured Investment Management LLC | 333,000 | 9,627,000 | 0.39% | ||
| 41 | Stratford Consulting, LLC | 331,048 | 9,571,000 | 0.39% | ||
| 42 | CREDIT SUISSE AG/ | 302,491 | 8,745,000 | 0.36% | ||
| 43 | Placemark Investments, Inc. | 301,833 | 8,722,000 | 0.36% | ||
| 44 | First Allied Asset Management, Inc. | 301,327 | 8,688,000 | 0.35% | ||
| 45 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 290,597 | 8,401,000 | 0.34% | ||
| 46 | Weatherstone Capital Management | 279,806 | 8,089,000 | 0.33% | ||
| 47 | Vigilant Capital Management, LLC | 274,319 | 7,931,000 | 0.32% | ||
| 48 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 271,962 | 7,862,000 | 0.32% | PRN | |
| 49 | Jefferies Group LLC | 263,700 | 7,624,000 | 0.31% | Call | |
| 50 | JANE STREET GROUP, LLC | 242,366 | 7,007,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
