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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 197 Institutional holders with a total value of $2,454,897,480.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Alexandria Capital, LLC 8 0 0.00%
3 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 39 1,000 0.00%
4 Corbenic Partners LLC 145 4,000 0.00%
5 Perkins Coie Trust Co 154 4,000 0.00%
6 BROWN BROTHERS HARRIMAN & CO 242 7,000 0.00%
7 NATIONAL PLANNING CORP 295 8,523 0.00%
8 BOSTON PRIVATE BANK & TRUST CO 454 13,000 0.00%
9 Klingman & Associates, LLC 490 14,000 0.00%
10 Community Financial Services Group, LLC 500 14,000 0.00%
11 US BANCORP \DE\ 500 14,000 0.00%
12 Carroll Financial Associates, Inc. 545 16,000 0.00%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 575 17,000 0.00%
14 B. Riley Wealth Advisors, Inc. 766 22,000 0.00%
15 Commonwealth Financial Services, LLC 910 26,000 0.00%
16 Intersect Capital LLC 891 26,000 0.00%
17 Allianz Asset Management GmbH 1,000 29,000 0.00%
18 EFG Private Wealth Management (Americas) Corp. 1,000 29,000 0.00%
19 DUBUQUE BANK & TRUST CO 1,000 29,000 0.00%
20 BlackRock Investment Management, LLC 1,075 31,000 0.00%
21 JFS WEALTH ADVISORS, LLC 1,058 31,000 0.00%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,100 32,000 0.00%
23 Sensible Financial Planning & Management, LLC. 1,363 39,000 0.00%
24 BARCLAYS PLC 1,623 45,000 0.00%
25 MUFG Americas Holdings Corp 2,080 60,000 0.00%
26 CAPTRUST FINANCIAL ADVISORS 2,618 76,000 0.00%
27 Lombard Odier Transatlantic Ltd 2,700 78,000 0.00%
28 WFG Advisors, LP 3,100 90,000 0.00%
29 LS Investment Advisors, LLC 3,300 95,000 0.00%
30 Hudock, Inc. 3,595 104,000 0.00%
31 NEW ENGLAND SECURITIES CORP /MA/ 3,821 110,000 0.00%
32 Exchange Capital Management, Inc. 4,350 123,000 0.01%
33 Compagnie Lombard Odier SCmA 4,315 125,000 0.01%
34 WASHINGTON TRUST BANK 4,727 137,000 0.01%
35 BESSEMER GROUP INC 5,215 151,000 0.01%
36 ACADIA TRUST NA 6,970 202,000 0.01%
37 TD Capital Management LLC 7,028 203,000 0.01%
38 Peak Asset Management, LLC 7,050 204,000 0.01%
39 Investors Capital Advisory Services 7,109 205,000 0.01%
40 VICUS CAPITAL 7,136 206,000 0.01%
41 WATERS PARKERSON & CO., LLC 7,200 208,000 0.01%
42 Simplicity Solutions, LLC 7,202 208,210 0.01%
43 Granite Investment Advisors, LLC 7,245 209,000 0.01%
44 SCOTIA CAPITAL INC. 8,213 237,000 0.01%
45 OLD NATIONAL BANCORP /IN/ 8,416 243,000 0.01%
46 Modera Wealth Management, LLC 8,540 247,000 0.01%
47 Fisher Asset Management, LLC 8,816 255,000 0.01%
48 DRW Securities, LLC 9,217 266,000 0.01%
49 Cetera Advisor Networks LLC 9,388 271,000 0.01%
50 WEDBUSH SECURITIES INC 9,656 279,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.