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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $36,343,856.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NewSquare Capital LLC 312,945 8,137,000 22.39%
2 BANK OF AMERICA CORP /DE/ 222,261 5,779,000 15.90%
3 STATE STREET CORP 139,400 3,624,000 9.97%
4 MORGAN STANLEY 135,659 3,528,000 9.71%
5 COLONY GROUP LLC 118,609 3,084,000 8.49%
6 Freedom Investment Management, Inc. 89,701 2,332,000 6.42%
7 Strategic Capital Alternatives LLC 73,228 1,904,000 5.24%
8 PALLADIEM, LLC 71,400 1,856,000 5.11%
9 Argentus Capital Management, LLC 65,256 1,697,000 4.67%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,764 1,008,000 2.77%
11 FAGAN ASSOCIATES, INC. 31,283 813,000 2.24%
12 HighTower Advisors, LLC 24,870 647,000 1.78%
13 AVIANCE CAPITAL MANAGEMENT, LLC 22,763 592,000 1.63%
14 Virtu KCG Holdings LLC 21,485 559,000 1.54%
15 SCOTIA CAPITAL INC. 19,283 501,000 1.38%
16 ROYAL BANK OF CANADA 4,200 109,000 0.30%
17 AMERICAN INTERNATIONAL GROUP, INC. 2,956 76,856 0.21%
18 DEUTSCHE BANK AG\ 2,782 72,000 0.20%
19 UBS Group AG 786 20,000 0.06%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 114 3,000 0.01%
21 MSI Financial Services Inc 40 1,000 0.00%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 40 1,000 0.00%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.