| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WealthTrust-Arizona, LLC | 815 | 11,000 | 91.67% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 79 | 1,000 | 8.33% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.