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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 328 Institutional holders with a total value of $4,035,131,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 200 0 0.00% Call
2 HighTower Advisors, LLC 13,000 0 0.00% Call
3 HighTower Advisors, LLC 19,000 1,000 0.00% Put
4 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 36 2,000 0.00%
5 CREATIVE FINANCIAL DESIGNS INC /ADV 27 2,000 0.00%
6 CENTERSTAR FUND, LLC 40 2,000 0.00% PRN
7 MACROVIEW INVESTMENT MANAGEMENT LLC 30 2,000 0.00%
8 PERCEPTIVE ADVISORS LLC 50 3,000 0.00%
9 LS Investment Advisors, LLC 57 3,000 0.00%
10 Blume Capital Management, Inc. 105 6,000 0.00%
11 Edge Wealth Management LLC 99 6,000 0.00%
12 Vantage Investment Advisors, LLC 100 6,000 0.00%
13 Community Bank, N.A. 119 7,000 0.00%
14 FIRST COMMAND BANK 111 7,000 0.00%
15 FIRST COMMAND FINANCIAL SERVICES, INC. 111 7,000 0.00%
16 CENTRAL TRUST Co 135 8,000 0.00%
17 FARMERS & MERCHANTS INVESTMENTS INC 135 8,000 0.00%
18 Baystate Wealth Management LLC 150 9,000 0.00%
19 North Star Investment Management Corp. 150 9,000 0.00%
20 GLOBAL RETIREMENT PARTNERS, LLC 151 9,000 0.00%
21 Gemmer Asset Management LLC 200 12,000 0.00%
22 RAYMOND JAMES & ASSOCIATES 40,700 13,000 0.00% Call
23 SIMPLEX TRADING, LLC 250 14,000 0.00%
24 Ameritas Investment Partners, Inc. 245 14,000 0.00%
25 KRILOGY FINANCIAL LLC 233 14,000 0.00%
26 THOMPSON DAVIS & CO., INC. 250 15,000 0.00%
27 JNBA Financial Advisors 302 18,000 0.00%
28 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 300 18,000 0.00%
29 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 300 19,761 0.00%
30 Smart Portfolios, LLC 331 20,000 0.00%
31 Joel Isaacson & Co., LLC 351 21,000 0.00%
32 HUNTINGTON NATIONAL BANK 375 22,000 0.00% PRN
33 COUNTRY TRUST BANK 393 23,000 0.00%
34 ARROW FINANCIAL CORP 425 25,000 0.00%
35 WEBSTER BANK, N. A. 443 26,000 0.00%
36 Glassman Wealth Services 453 27,000 0.00%
37 Ledyard National Bank 450 27,000 0.00%
38 Plante Moran Financial Advisors, LLC 456 27,000 0.00%
39 CLEAR PERSPECTIVE ADVISORS, LLC 480 28,000 0.00%
40 Tower Research Capital LLC (TRC) 549 32,000 0.00%
41 YORKBRIDGE WEALTH PARTNERS, LLC 485 32,000 0.00%
42 BELLWETHER INVESTMENT GROUP, LLC 575 34,000 0.00%
43 FIFTH THIRD BANCORP 571 34,000 0.00%
44 Archford Capital Strategies, LLC 650 38,000 0.00%
45 BESSEMER GROUP INC 672 40,000 0.00%
46 BALDWIN WEALTH PARTNERS LLC/MA 900 53,000 0.00%
47 MASCOMA WEALTH MANAGEMENT LLC 925 55,000 0.00%
48 US BANCORP \DE\ 979 58,000 0.00%
49 D. SCOTT NEAL, INC. 1,000 59,000 0.00%
50 SEI INVESTMENTS CO 1,200 71,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.