| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 11,460,143 | 525,765,000 | 25.36% | ||
| 2 | ROYAL BANK OF CANADA | 4,327,888 | 197,740,000 | 9.54% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 4,235,225 | 193,506,000 | 9.33% | ||
| 4 | STATE STREET CORP | 3,623,458 | 165,556,000 | 7.99% | ||
| 5 | MORGAN STANLEY | 3,328,351 | 152,073,000 | 7.34% | ||
| 6 | Forward Management, LLC | 2,275,298 | 103,958,000 | 5.01% | ||
| 7 | AGF INVESTMENTS INC. | 2,255,297 | 102,914,000 | 4.96% | ||
| 8 | UBS Group AG | 1,858,267 | 84,904,000 | 4.10% | ||
| 9 | Virtu KCG Holdings LLC | 1,769,450 | 80,846,000 | 3.90% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 1,420,360 | 64,896,000 | 3.13% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,376,556 | 62,895,000 | 3.03% | ||
| 12 | WELLS FARGO & COMPANY/MN | 990,090 | 45,238,000 | 2.18% | ||
| 13 | Biltmore Wealth Management, LLC | 950,547 | 43,430,000 | 2.09% | ||
| 14 | IndexIQ Advisors LLC | 552,555 | 25,246,000 | 1.22% | ||
| 15 | Freedom Investment Management, Inc. | 400,079 | 18,280,000 | 0.88% | ||
| 16 | GOLDMAN SACHS GROUP INC | 348,614 | 15,928,000 | 0.77% | ||
| 17 | CIBC WORLD MARKET INC. | 294,392 | 13,451,000 | 0.65% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 284,081 | 12,980,000 | 0.63% | ||
| 19 | LPL Financial LLC | 283,108 | 12,938,000 | 0.62% | ||
| 20 | SCOTIA CAPITAL INC. | 269,183 | 12,306,000 | 0.59% | ||
| 21 | CIBC WORLD MARKETS CORP | 265,000 | 12,108,000 | 0.58% | ||
| 22 | SEI INVESTMENTS CO | 255,899 | 11,692,000 | 0.56% | ||
| 23 | BAIRD FINANCIAL GROUP, INC. | 251,792 | 11,504,000 | 0.55% | ||
| 24 | SFMG, LLC | 236,065 | 10,786,000 | 0.52% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 226,533 | 10,351,000 | 0.50% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 210,803 | 9,632,000 | 0.46% | ||
| 27 | HighTower Advisors, LLC | 133,503 | 6,078,000 | 0.29% | ||
| 28 | LEUTHOLD GROUP, LLC | 120,118 | 5,488,000 | 0.26% | ||
| 29 | Firsthand Capital Management, Inc. | 109,500 | 5,003,000 | 0.24% | ||
| 30 | SCHRODER INVESTMENT MANAGEMENT GROUP | 108,700 | 4,967,000 | 0.24% | ||
| 31 | SG Americas Securities, LLC | 100,000 | 4,569,000 | 0.22% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 93,476 | 4,271,000 | 0.21% | ||
| 33 | ASSETMARK, INC | 87,238 | 3,986,000 | 0.19% | ||
| 34 | CITADEL ADVISORS LLC | 86,068 | 3,932,000 | 0.19% | ||
| 35 | CITIGROUP INC | 80,613 | 3,683,000 | 0.18% | ||
| 36 | First Allied Advisory Services, Inc. | 79,162 | 3,620,000 | 0.17% | ||
| 37 | SUNTRUST BANKS INC | 62,926 | 2,873,000 | 0.14% | ||
| 38 | Camarda Financial Advisors, LLC | 44,122 | 2,016,000 | 0.10% | ||
| 39 | RAYMOND JAMES & ASSOCIATES | 38,521 | 1,760,000 | 0.08% | ||
| 40 | THRESHOLD GROUP LLC | 36,162 | 1,652,000 | 0.08% | ||
| 41 | MSI Financial Services Inc | 28,423 | 1,299,000 | 0.06% | ||
| 42 | Valmark Advisers, Inc. | 25,300 | 1,156,000 | 0.06% | ||
| 43 | OPPENHEIMER & CO INC | 24,919 | 1,139,000 | 0.05% | ||
| 44 | Ken Stern & Associates, Inc. | 21,172 | 967,000 | 0.05% | ||
| 45 | Drexel Morgan & Co. | 20,000 | 914,000 | 0.04% | ||
| 46 | GM Advisory Group, LLC | 18,550 | 848,000 | 0.04% | ||
| 47 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,377 | 840,000 | 0.04% | ||
| 48 | SIGNATUREFD, LLC | 18,273 | 835,000 | 0.04% | ||
| 49 | KWMG, LLC | 18,071 | 826,000 | 0.04% | ||
| 50 | GREAT LAKES ADVISORS, LLC | 17,463 | 798,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
