Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 163 Institutional holders with a total value of $3,626,445,697.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 39 0 0.00% Put
2 PNC FINANCIAL SERVICES GROUP, INC. 0 0 0.00%
3 DEUTSCHE BANK AG\ 38 3,000 0.00% Call
4 Regal Investment Advisors LLC 57 5,000 0.00%
5 MSI Financial Services Inc 70 7,000 0.00%
6 D.A. DAVIDSON & CO. 100 9,000 0.00%
7 FIFTH THIRD BANCORP 108 10,000 0.00%
8 PATHSTONE FAMILY OFFICE, LLC 250 24,000 0.00%
9 Stratos Wealth Partners, LTD. 269 25,827 0.00%
10 WOLVERINE ASSET MANAGEMENT LLC 285 27,000 0.00%
11 NEXT Financial Group, Inc 328 31,000 0.00%
12 Madden Advisory Services, Inc. 355 34,000 0.00%
13 ENVESTNET ASSET MANAGEMENT INC 428 41,000 0.00%
14 B. Riley Wealth Management, Inc. 438 42,000 0.00%
15 HSBC HOLDINGS PLC 470 45,000 0.00%
16 AMERICAN INTERNATIONAL GROUP, INC. 498 47,813 0.00%
17 WESTPORT RESOURCES MANAGEMENT INC 500 48,000 0.00%
18 PEAK6 Group LLC 500 48,000 0.00% Put
19 WFG Advisors, LP 700 67,000 0.00%
20 NEW ENGLAND SECURITIES CORP /MA/ 963 92,000 0.00%
21 DEUTSCHE BANK AG\ 1,000 96,000 0.00% Put
22 EFG Private Wealth Management (Americas) Corp. 1,200 115,000 0.00%
23 Jump Trading, LLC 1,210 116,000 0.00%
24 Creative Planning 1,257 121,000 0.00%
25 Spot Trading L.L.C 1,300 125,000 0.00% Call
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,391 134,000 0.00%
27 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1,870 180,000 0.00%
28 Orinda Asset Management LLC 1,938 186,000 0.01%
29 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 192,000 0.01% Put
30 ROCKLAND TRUST CO 2,365 227,000 0.01%
31 Parallax Volatility Advisers, L.P. 2,373 228,000 0.01%
32 SPROTT INC. 2,500 240,000 0.01%
33 OPPENHEIMER & CO INC 2,605 250,000 0.01%
34 Exchange Capital Management, Inc. 2,765 264,000 0.01%
35 VALLEY WEALTH MANAGERS, INC. 2,905 279,000 0.01%
36 Somerset Group LLC 3,305 317,000 0.01%
37 Clal Insurance Enterprises Holdings Ltd 3,340 321,000 0.01%
38 PITTENGER & ANDERSON INC 3,350 322,000 0.01%
39 Arete Wealth Advisors, LLC 3,466 333,000 0.01%
40 SHEPHERD KAPLAN KROCHUK, LLC 3,500 336,000 0.01% Put
41 Concert Wealth Management Inc. 3,572 344,000 0.01%
42 UBS Group AG 3,700 355,000 0.01% Call
43 Cambridge Investment Research Advisors, Inc. 3,740 359,000 0.01%
44 FRANKLIN RESOURCES INC 4,000 384,000 0.01%
45 Robert W. Baird & Co. Inc 3,999 384,000 0.01%
46 PEAK6 Group LLC 4,388 421,000 0.01%
47 BOSTON ADVISORS LLC 4,452 427,000 0.01%
48 Dorsey Wright & Associates 4,569 439,000 0.01%
49 BOOTHBAY FUND MANAGEMENT, LLC 4,850 466,000 0.01%
50 Alpine Global Management, LLC 5,000 480,000 0.01%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.