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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 137 Institutional holders with a total value of $971,154,866.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Advisory Services Network, LLC 11 1,000 0.00%
3 Carroll Financial Associates, Inc. 21 1,000 0.00%
4 NEXT Financial Group, Inc 52 2,000 0.00%
5 SUNNYMEATH ASSET MANAGEMENT, INC. 40 2,000 0.00%
6 Orion Porfolio Solutions, LLC 67 3,000 0.00%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 53 3,000 0.00%
8 CUTLER GROUP LLC / CA 59 3,000 0.00%
9 BANK OF MONTREAL /CAN/ 74 4,000 0.00%
10 Argentus Capital Management, LLC 83 4,000 0.00%
11 HOWE & RUSLING INC 68 4,000 0.00%
12 Archford Capital Strategies, LLC 81 5,000 0.00%
13 Alexandria Capital, LLC 98 5,000 0.00%
14 Winslow, Evans & Crocker, Inc. 104 5,318 0.00%
15 ALLEGIS INVESTMENT ADVISORS, LLC 109 6,000 0.00%
16 Vantage Investment Advisors, LLC 190 10,000 0.00%
17 Legal & General Group Plc 331 17,000 0.00%
18 AUSDAL FINANCIAL PARTNERS, INC. 375 19,000 0.00%
19 Transamerica Financial Advisors, LLC 442 23,000 0.00%
20 COLONY GROUP LLC 483 25,000 0.00%
21 NORTHERN TRUST CORP 52,977 27,000 0.00%
22 FARMERS & MERCHANTS INVESTMENTS INC 526 27,000 0.00%
23 HUNTINGTON NATIONAL BANK 581 30,000 0.00% PRN
24 RPG FAMILY WEALTH ADVISORY, LLC 595 30,719 0.00%
25 Avior Wealth Management, LLC 595 31,000 0.00%
26 COCONUT GROVE BANK 825 43,000 0.00%
27 HUSSMAN STRATEGIC ADVISORS, INC. 1,000 52,000 0.01%
28 North Star Investment Management Corp. 1,000 52,000 0.01%
29 CWM, LLC 1,060 55,000 0.01%
30 CT Financial Advisors LLC 1,252 64,641 0.01%
31 WEALTHPLAN PARTNERS, LLC 2,419 80,122 0.01%
32 BNP PARIBAS FINANCIAL MARKETS 1,904 98,304 0.01%
33 Crosspoint Capital Strategies, LLC 1,841 102,000 0.01%
34 GUPTA WEALTH MANAGEMENT LLC 2,260 117,000 0.01%
35 MSI Financial Services Inc 3,264 169,000 0.02%
36 First Horizon Advisors, Inc. 3,902 201,000 0.02%
37 RAYMOND JAMES TRUST N.A. 3,988 206,000 0.02%
38 SUNTRUST BANKS INC 4,086 210,000 0.02%
39 AMERICAN INTERNATIONAL GROUP, INC. 4,131 214,000 0.02%
40 MOSAIC FAMILY WEALTH, LLC 4,227 218,000 0.02%
41 STOCK YARDS BANK & TRUST CO 4,400 227,000 0.02%
42 SEI INVESTMENTS CO 4,405 227,000 0.02%
43 Alaska Permanent Capital Management, LLC 4,432 228,000 0.02%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 4,432 229,000 0.02%
45 BlackRock Investment Management, LLC 4,466 231,000 0.02%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,953 256,000 0.03%
47 CETERA INVESTMENT ADVISERS 5,435 277,000 0.03%
48 GOLDMAN SACHS GROUP INC 5,609 290,000 0.03%
49 Polaris Wealth Advisory Group, LLC 5,890 304,000 0.03%
50 Bank of New York Mellon Corp 6,215 321,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.