Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 147 Institutional holders with a total value of $1,138,728,511.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Advisory Services Network, LLC 16 1,000 0.00%
3 Gradient Investments LLC 18 1,000 0.00%
4 BRONFMAN E.L. ROTHSCHILD, L.P. 11 1,000 0.00%
5 SUNNYMEATH ASSET MANAGEMENT, INC. 40 2,000 0.00%
6 NEXT Financial Group, Inc 52 2,000 0.00%
7 Burt Wealth Advisors 45 3,000 0.00%
8 HOWE & RUSLING INC 68 4,000 0.00%
9 BANK OF MONTREAL /CAN/ 65 4,000 0.00%
10 Alexandria Capital, LLC 90 5,000 0.00%
11 Winslow, Evans & Crocker, Inc. 103 5,741 0.00%
12 Apriem Advisors 99 6,000 0.00%
13 Vantage Investment Advisors, LLC 314 11,000 0.00%
14 Argentus Capital Management, LLC 213 12,000 0.00%
15 Legal & General Group Plc 331 18,000 0.00%
16 SIGNATUREFD, LLC 316 18,000 0.00%
17 MUFG Americas Holdings Corp 370 21,000 0.00%
18 CWM, LLC 406 23,000 0.00%
19 FARMERS & MERCHANTS INVESTMENTS INC 526 29,000 0.00%
20 Independent Portfolio Consultants, Inc. 545 30,000 0.00%
21 NORTHERN TRUST CORP 55,477 31,000 0.00%
22 COCONUT GROVE BANK 825 46,000 0.00%
23 CT Financial Advisors LLC 952 53,065 0.00%
24 HUNTINGTON NATIONAL BANK 1,009 54,000 0.00% PRN
25 North Star Investment Management Corp. 1,000 56,000 0.00%
26 HUSSMAN STRATEGIC ADVISORS, INC. 1,000 56,000 0.00%
27 Advisors Preferred, LLC 1,420 79,000 0.01%
28 Archford Capital Strategies, LLC 5 81,000 0.01%
29 Cassaday & Co Inc. 3,866 108,000 0.01%
30 Avior Wealth Management, LLC 2,010 112,000 0.01%
31 GUPTA WEALTH MANAGEMENT LLC 2,260 126,000 0.01%
32 CUTLER GROUP LLC / CA 2,360 131,000 0.01%
33 MOSAIC FAMILY WEALTH, LLC 2,470 137,000 0.01%
34 Financial Architects, Inc 2,844 159,000 0.01%
35 Polaris Wealth Advisory Group, LLC 3,744 209,000 0.02%
36 BNP PARIBAS FINANCIAL MARKETS 3,752 209,136 0.02%
37 RAYMOND JAMES TRUST N.A. 3,890 217,000 0.02%
38 Braver Wealth Management, LLC 4,291 239,000 0.02%
39 COMERICA SECURITIES INC 4,337 242,000 0.02%
40 MISSION WEALTH MANAGEMENT, LLC 4,400 245,000 0.02%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 4,432 247,000 0.02%
42 Advisory Alpha, LLC 4,774 266,000 0.02%
43 CETERA INVESTMENT ADVISERS 5,249 292,000 0.03%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,295 294,000 0.03%
45 Ken Stern & Associates, Inc. 5,333 297,000 0.03%
46 Stratos Wealth Partners, LTD. 5,447 304,000 0.03%
47 BlackRock Investment Management, LLC 5,471 305,000 0.03%
48 Bank of New York Mellon Corp 5,542 309,000 0.03%
49 First Horizon Advisors, Inc. 5,600 314,000 0.03%
50 Windhaven Investment Management, Inc. 5,793 323,000 0.03%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.