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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 150 Institutional holders with a total value of $1,091,810,316.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,400 0 0.00% Put
2 Parallax Volatility Advisers, L.P. 2 0 0.00%
3 Advisory Services Network, LLC 28 1,000 0.00%
4 Gradient Investments LLC 40 1,000 0.00%
5 HOWE & RUSLING INC 40 1,000 0.00%
6 BRONFMAN E.L. ROTHSCHILD, L.P. 23 1,000 0.00%
7 TORONTO DOMINION BANK 78 2,000 0.00%
8 Perigon Wealth Management, LLC 78 2,000 0.00%
9 SEVENBRIDGE FINANCIAL GROUP, LLC 156 4,000 0.00%
10 Burt Wealth Advisors 150 4,000 0.00%
11 Archford Capital Strategies, LLC 162 4,000 0.00%
12 CUTLER GROUP LLC / CA 12,000 6,000 0.00% Call
13 Vantage Investment Advisors, LLC 360 10,000 0.00%
14 Klingman & Associates, LLC 468 13,000 0.00%
15 NORTHERN TRUST CORP 52,783 15,000 0.00%
16 FARMERS & MERCHANTS INVESTMENTS INC 548 16,000 0.00%
17 Argentus Capital Management, LLC 588 17,000 0.00%
18 MUFG Americas Holdings Corp 590 17,000 0.00%
19 MCKINLEY CAPITAL MANAGEMENT LLC 628 18,000 0.00%
20 Legal & General Group Plc 662 19,000 0.00%
21 GENEOS WEALTH MANAGEMENT INC. 900 25,000 0.00%
22 Independent Portfolio Consultants, Inc. 1,060 31,000 0.00%
23 NEXT Financial Group, Inc 1,086 31,000 0.00%
24 Transamerica Financial Advisors, LLC 1,135 33,000 0.00%
25 People's United Financial, Inc. 1,132 33,000 0.00%
26 JONES FINANCIAL COMPANIES LLLP 1,210 35,000 0.00%
27 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,234 36,000 0.00%
28 Mariner, LLC 1,652 47,000 0.00%
29 HUNTINGTON NATIONAL BANK 927 53,000 0.00% PRN
30 HUSSMAN STRATEGIC ADVISORS, INC. 2,000 58,000 0.01%
31 BANK OF MONTREAL /CAN/ 2,303 66,000 0.01%
32 CT Financial Advisors LLC 2,414 69,620 0.01%
33 MOSAIC FAMILY WEALTH, LLC 2,754 79,000 0.01%
34 Tarbox Family Office, Inc. 3,060 88,000 0.01%
35 Cassaday & Co Inc. 3,808 110,000 0.01%
36 WEALTHPLAN PARTNERS, LLC 4,202 119,883 0.01%
37 Avior Wealth Management, LLC 4,574 132,000 0.01%
38 Financial Architects, Inc 5,688 164,000 0.02%
39 North Star Investment Management Corp. 6,000 173,000 0.02%
40 RISK PARADIGM GROUP, LLC 7,026 202,629 0.02%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 7,054 203,000 0.02%
42 Braver Wealth Management, LLC 7,080 204,000 0.02%
43 BNP PARIBAS FINANCIAL MARKETS 7,612 219,530 0.02%
44 WEDBUSH SECURITIES INC 7,912 228,000 0.02%
45 CITIGROUP INC 8,067 233,000 0.02%
46 First Horizon Advisors, Inc. 8,358 234,000 0.02%
47 CETERA INVESTMENT ADVISERS 8,149 236,000 0.02%
48 Advisory Alpha, LLC 8,470 244,000 0.02%
49 MISSION WEALTH MANAGEMENT, LLC 8,800 254,000 0.02%
50 BlackRock Investment Management, LLC 8,966 259,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.