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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 151 Institutional holders with a total value of $1,050,673,686.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 12,000 0 0.00% Call
2 Parallax Volatility Advisers, L.P. 2 0 0.00%
3 FINANCIAL ADVISORS NETWORK, INC. 21 548 0.00%
4 CUTLER GROUP LLC / CA 500 1,000 0.00% Put
5 Ameritas Investment Partners, Inc. 69 1,000 0.00%
6 BRONFMAN E.L. ROTHSCHILD, L.P. 23 1,000 0.00%
7 Allworth Financial LP 66 2,000 0.00%
8 SUNNYMEATH ASSET MANAGEMENT, INC. 80 2,000 0.00%
9 Archford Capital Strategies, LLC 162 4,000 0.00%
10 SEVENBRIDGE FINANCIAL GROUP, LLC 156 4,000 0.00%
11 MassMutual Private Wealth & Trust, FSB 170 4,417 0.00%
12 BANK OF MONTREAL /CAN/ 192 5,000 0.00%
13 Carroll Financial Associates, Inc. 321 8,000 0.00%
14 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 310 8,000 0.00%
15 Vantage Investment Advisors, LLC 365 9,000 0.00%
16 Transamerica Financial Advisors, LLC 438 12,000 0.00%
17 AllSquare Wealth Management LLC 454 12,000 0.00%
18 IHT WEALTH MANAGEMENT, LLC 522 13,000 0.00%
19 MUFG Americas Holdings Corp 590 15,000 0.00%
20 MCKINLEY CAPITAL MANAGEMENT LLC 628 16,000 0.00%
21 Legal & General Group Plc 662 19,000 0.00%
22 NEXT Financial Group, Inc 906 24,000 0.00%
23 Independent Portfolio Consultants, Inc. 1,025 27,000 0.00%
24 NORTHERN TRUST CORP 104,670 27,000 0.00%
25 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,228 32,000 0.00%
26 GENEOS WEALTH MANAGEMENT INC. 1,310 34,000 0.00%
27 TD Capital Management LLC 1,364 35,000 0.00%
28 JONES FINANCIAL COMPANIES LLLP 1,560 41,000 0.00%
29 NewSquare Capital LLC 1,690 44,000 0.00%
30 HUNTINGTON NATIONAL BANK 1,854 48,000 0.00% PRN
31 CREATIVE FINANCIAL DESIGNS INC /ADV 1,832 48,000 0.00%
32 CT Financial Advisors LLC 1,904 49,466 0.00%
33 HUSSMAN STRATEGIC ADVISORS, INC. 2,000 52,000 0.00%
34 BNP PARIBAS FINANCIAL MARKETS 2,553 66,327 0.01%
35 MOSAIC FAMILY WEALTH, LLC 2,754 72,000 0.01%
36 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 3,008 78,000 0.01%
37 Tarbox Family Office, Inc. 3,060 79,000 0.01%
38 RISK PARADIGM GROUP, LLC 3,922 101,893 0.01%
39 GLOBAL RETIREMENT PARTNERS, LLC 4,420 115,000 0.01%
40 Avior Wealth Management, LLC 4,625 120,000 0.01%
41 BlackRock Investment Management, LLC 5,589 145,000 0.01%
42 Financial Architects, Inc 5,688 148,000 0.01%
43 North Star Investment Management Corp. 6,000 156,000 0.01%
44 Morningstar Investment Services LLC 7,748 201,000 0.02%
45 BLAIR WILLIAM & CO/IL 7,934 206,000 0.02%
46 COMERICA BANK 8,695 228,000 0.02%
47 MISSION WEALTH MANAGEMENT, LLC 8,800 229,000 0.02%
48 LifePlan Financial Group, Inc 8,940 232,000 0.02%
49 First Horizon Advisors, Inc. 8,358 234,000 0.02%
50 IFC Holdings Incorporated/FL 9,381 241,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.