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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 21 Institutional holders with a total value of $24,869,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 49,279 8,677,000 34.89%
2 MORGAN STANLEY 24,664 4,348,000 17.48%
3 GREAT LAKES ADVISORS, LLC 16,308 2,875,000 11.56%
4 AMERIPRISE FINANCIAL INC 11,079 1,953,000 7.85%
5 Broderick Brian C 9,270 1,634,000 6.57%
6 Raymond James Financial Services Advisors, Inc. 8,952 1,578,000 6.35%
7 BANK OF AMERICA CORP /DE/ 4,515 796,000 3.20%
8 OLD DOMINION CAPITAL MANAGEMENT INC 3,076 542,000 2.18%
9 PRIVATE TRUST CO NA 3,068 540,000 2.17%
10 Creative Planning 2,529 446,000 1.79%
11 WELLS FARGO & COMPANY/MN 2,368 418,000 1.68%
12 Commonwealth Equity Services, Inc 2,220 391,000 1.57%
13 Texas Yale Capital Corp. 1,866 329,000 1.32%
14 Exchange Capital Management, Inc. 600 106,000 0.43%
15 ROYAL BANK OF CANADA 529 93,000 0.37%
16 BlackRock Finance, Inc. 274 48,000 0.19%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 216 38,000 0.15%
18 D.A. DAVIDSON & CO. 150 26,000 0.10%
19 FIFTH THIRD BANCORP 100 18,000 0.07%
20 Barnett & Company, Inc. 75 13,000 0.05%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.