| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STATE STREET CORP | 5,304,846 | 306,089,000 | 74.99% | ||
| 2 | ASSETMARK, INC | 839,855 | 48,460,000 | 11.87% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 179,730 | 10,370,000 | 2.54% | ||
| 4 | IndexIQ Advisors LLC | 106,321 | 6,135,000 | 1.50% | ||
| 5 | UBS AG | 91,663 | 5,289,000 | 1.30% | ||
| 6 | Strategic Capital Alternatives LLC | 62,357 | 3,598,000 | 0.88% | ||
| 7 | NWAM LLC | 50,877 | 2,936,000 | 0.72% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 50,495 | 2,914,000 | 0.71% | ||
| 9 | Placemark Investments, Inc. | 43,684 | 2,522,000 | 0.62% | ||
| 10 | Freedom Investment Management, Inc. | 40,063 | 2,312,000 | 0.57% | ||
| 11 | WELLS FARGO & COMPANY/MN | 35,455 | 2,046,000 | 0.50% | ||
| 12 | GOLDMAN SACHS GROUP INC | 33,961 | 1,960,000 | 0.48% | ||
| 13 | MORGAN STANLEY | 29,240 | 1,687,000 | 0.41% | ||
| 14 | Beacon Capital Management, Inc. | 27,747 | 1,601,000 | 0.39% | ||
| 15 | XPONANCE LLC | 27,550 | 1,589,000 | 0.39% | ||
| 16 | MANAGED ACCOUNT ADVISORS LLC | 22,992 | 1,327,000 | 0.33% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,004 | 1,097,000 | 0.27% | ||
| 18 | Commonwealth Equity Services, Inc | 17,272 | 997,000 | 0.24% | ||
| 19 | Concert Wealth Management Inc. | 16,178 | 933,000 | 0.23% | ||
| 20 | KMS FINANCIAL SERVICES, INC | 15,169 | 875,000 | 0.21% | ||
| 21 | KEYBANK NATIONAL ASSOCIATION/OH | 14,430 | 833,000 | 0.20% | ||
| 22 | LPL Financial LLC | 9,411 | 544,000 | 0.13% | ||
| 23 | STIFEL FINANCIAL CORP | 6,429 | 371,000 | 0.09% | ||
| 24 | ROYAL BANK OF CANADA | 6,422 | 370,000 | 0.09% | ||
| 25 | Atria Investments, Inc | 5,790 | 334,000 | 0.08% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 4,400 | 254,000 | 0.06% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 2,950 | 170,000 | 0.04% | ||
| 28 | Private Advisor Group, LLC | 2,610 | 151,000 | 0.04% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 1,892 | 109,168 | 0.03% | ||
| 30 | AMERIPRISE FINANCIAL INC | 1,698 | 98,000 | 0.02% | ||
| 31 | Blume Capital Management, Inc. | 1,621 | 94,000 | 0.02% | ||
| 32 | DUBUQUE BANK & TRUST CO | 670 | 39,000 | 0.01% | ||
| 33 | CITIGROUP INC | 411 | 24,000 | 0.01% | ||
| 34 | MSI Financial Services Inc | 340 | 20,000 | 0.00% | ||
| 35 | Capital Analysts, LLC | 299 | 17,259 | 0.00% | ||
| 36 | Creative Planning | 252 | 15,000 | 0.00% | ||
| 37 | ENVESTNET ASSET MANAGEMENT INC | 92 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
