Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 116 Institutional holders with a total value of $398,539,932.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 NEW ENGLAND SECURITIES CORP /MA/ 261 15,000 0.00%
102 SRH ADVISORS, LLC 260 15,000 0.00%
103 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 11,000 0.00%
104 TRUST CO OF VERMONT 160 9,000 0.00%
105 Gradient Investments LLC 110 6,000 0.00%
106 SeaBridge Investment Advisors LLC 101 6,000 0.00%
107 Capital Analysts, LLC 77 4,385 0.00%
108 WFG Advisors, LP 70 4,000 0.00%
109 HOWE & RUSLING INC 68 4,000 0.00%
110 MYCIO WEALTH PARTNERS, LLC 72 4,000 0.00%
111 B. Riley Wealth Management, Inc. 61 3,000 0.00%
112 Cambria Investment Management, L.P. 44 3,000 0.00%
113 B. Riley Wealth Advisors, Inc. 40 2,000 0.00%
114 NewSquare Capital LLC 27 2,000 0.00%
115 Patten Group, Inc. 25 1,000 0.00%
116 Parallax Volatility Advisers, L.P. 1 0 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.