| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,508,469 | 119,172,000 | 32.17% | ||
| 2 | Charles Schwab Investment Advisory, Inc. | 1,330,677 | 45,199,000 | 12.20% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,145,134 | 38,897,000 | 10.50% | ||
| 4 | MORGAN STANLEY | 1,022,090 | 34,717,000 | 9.37% | ||
| 5 | CURIAN CAPITAL LLC | 449,349 | 15,263,000 | 4.12% | ||
| 6 | MISSION WEALTH MANAGEMENT, LLC | 355,094 | 12,265,000 | 3.31% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 301,937 | 10,256,000 | 2.77% | ||
| 8 | Transamerica Financial Advisors, LLC | 244,527 | 8,306,000 | 2.24% | ||
| 9 | NewSquare Capital LLC | 232,255 | 7,889,000 | 2.13% | ||
| 10 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 217,870 | 7,400,000 | 2.00% | ||
| 11 | HSBC HOLDINGS PLC | 190,845 | 6,482,000 | 1.75% | ||
| 12 | Prospera Financial Services Inc | 170,114 | 5,778,000 | 1.56% | ||
| 13 | STRATEGY ASSET MANAGERS LLC | 143,393 | 4,871,000 | 1.32% | ||
| 14 | STATE STREET CORP | 121,643 | 4,127,000 | 1.11% | ||
| 15 | Bluefin Trading, LLC | 112,707 | 3,828,000 | 1.03% | ||
| 16 | CREDIT SUISSE AG/ | 110,677 | 3,759,000 | 1.01% | ||
| 17 | AMERIPRISE FINANCIAL INC | 108,722 | 3,684,000 | 0.99% | ||
| 18 | LPL Financial LLC | 83,478 | 2,838,000 | 0.77% | ||
| 19 | BANK HAPOALIM BM | 81,818 | 2,779,000 | 0.75% | PRN | |
| 20 | ROYAL BANK OF CANADA | 75,678 | 2,571,000 | 0.69% | ||
| 21 | Sumitomo Mitsui Trust Group, Inc. | 70,830 | 2,401,000 | 0.65% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 66,906 | 2,273,000 | 0.61% | ||
| 23 | ASSETMARK, INC | 66,164 | 2,247,000 | 0.61% | ||
| 24 | NOTTINGHAM ADVISORS, INC. | 59,366 | 2,016,000 | 0.54% | ||
| 25 | CAPSTONE ASSET MANAGEMENT CO | 49,261 | 1,673,000 | 0.45% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 41,126 | 1,397,000 | 0.38% | ||
| 27 | PHILLIPS FINANCIAL MANAGEMENT, LLC | 38,275 | 1,296,000 | 0.35% | ||
| 28 | NBT BANK N A /NY | 37,816 | 1,284,000 | 0.35% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 35,613 | 1,209,667 | 0.33% | ||
| 30 | Clal Insurance Enterprises Holdings Ltd | 33,232 | 1,129,000 | 0.30% | ||
| 31 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 29,562 | 1,004,000 | 0.27% | ||
| 32 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 28,943 | 983,000 | 0.27% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 27,169 | 923,000 | 0.25% | ||
| 34 | Legacy Private Trust Co. | 24,170 | 821,000 | 0.22% | ||
| 35 | Acropolis Investment Management, LLC | 23,250 | 790,000 | 0.21% | ||
| 36 | ENVESTNET ASSET MANAGEMENT INC | 22,436 | 762,000 | 0.21% | ||
| 37 | BLB&B Advisors, LLC | 19,735 | 670,000 | 0.18% | ||
| 38 | CIBC WORLD MARKET INC. | 18,097 | 615,000 | 0.17% | ||
| 39 | COMERICA BANK | 17,922 | 608,000 | 0.16% | ||
| 40 | STIFEL FINANCIAL CORP | 17,417 | 592,000 | 0.16% | ||
| 41 | REGIONS FINANCIAL CORP | 17,265 | 586,000 | 0.16% | ||
| 42 | Garde Capital, Inc. | 16,355 | 556,000 | 0.15% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 16,107 | 547,000 | 0.15% | ||
| 44 | WHITTIER TRUST CO | 14,478 | 492,000 | 0.13% | ||
| 45 | HighTower Advisors, LLC | 13,052 | 443,000 | 0.12% | ||
| 46 | FOSTER & MOTLEY INC | 12,238 | 416,000 | 0.11% | ||
| 47 | Psagot Value Holdings Ltd. | 12,196 | 414,000 | 0.11% | ||
| 48 | AT Bancorp | 10,590 | 360,000 | 0.10% | ||
| 49 | Commonwealth Equity Services, Inc | 9,618 | 327,000 | 0.09% | ||
| 50 | Capital Advisors, Ltd. LLC | 7,109 | 241,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
