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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 128 Institutional holders with a total value of $2,992,208,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PHILLIPS FINANCIAL MANAGEMENT, LLC 76,525 2,350,000 0.08%
52 MUFG Americas Holdings Corp 71,300 2,188,000 0.07%
53 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,422 2,131,000 0.07%
54 Cambridge Investment Research Advisors, Inc. 65,254 2,003,000 0.07%
55 Placemark Investments, Inc. 63,410 1,947,000 0.07%
56 GOLDMAN SACHS GROUP INC 59,935 1,839,000 0.06%
57 AMERICAN INTERNATIONAL GROUP, INC. 50,732 1,556,966 0.05%
58 LPL Financial LLC 45,829 1,407,000 0.05%
59 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 45,576 1,399,000 0.05%
60 BESSEMER GROUP INC 43,415 1,332,000 0.04%
61 Concert Wealth Management Inc. 40,554 1,241,000 0.04%
62 UNITED SERVICES AUTOMOBILE ASSOCIATION 40,000 1,228,000 0.04%
63 MassMutual Private Wealth & Trust, FSB 38,350 1,176,962 0.04%
64 WESPAC Advisors, LLC 37,464 1,150,000 0.04%
65 Marquette Asset Management, LLC 37,051 1,137,000 0.04%
66 Tortoise Investment Management, LLC 36,208 1,111,000 0.04%
67 WHITTIER TRUST CO OF NEVADA INC 34,061 1,045,000 0.03%
68 NEW ENGLAND SECURITIES CORP /MA/ 30,978 951,000 0.03%
69 JANE STREET GROUP, LLC 30,418 934,000 0.03%
70 Laidlaw Group, LLC 30,220 927,000 0.03%
71 DAVENPORT & Co LLC 30,000 920,700 0.03%
72 AMERIPRISE FINANCIAL INC 24,275 776,000 0.03%
73 Commonwealth Equity Services, Inc 25,035 768,000 0.03%
74 Bluefin Trading, LLC 24,520 753,000 0.03%
75 REINHART PARTNERS, LLC. 24,270 745,000 0.02%
76 Horizon Kinetics LLC 24,000 737,000 0.02%
77 Transamerica Financial Advisors, LLC 23,079 709,000 0.02%
78 SHEETS SMITH WEALTH MANAGEMENT 22,974 705,000 0.02%
79 Stratford Consulting, LLC 19,025 584,000 0.02%
80 HighTower Advisors, LLC 18,967 582,000 0.02%
81 Winfield Associates, Inc. 18,350 563,000 0.02%
82 Private Advisor Group, LLC 17,190 528,000 0.02%
83 TWIN FOCUS CAPITAL PARTNERS, LLC 16,947 520,000 0.02%
84 DEARBORN PARTNERS LLC 15,500 476,000 0.02%
85 FOUNDERS FINANCIAL SECURITIES LLC 15,316 470,000 0.02%
86 Horizon Investments, LLC 15,324 470,000 0.02%
87 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 14,970 459,000 0.02%
88 Atria Investments, Inc 14,772 453,000 0.02%
89 Virtu KCG Holdings LLC 14,521 446,000 0.01%
90 WESTPORT RESOURCES MANAGEMENT INC 12,900 396,000 0.01%
91 Bank of New York Mellon Corp 12,445 382,000 0.01%
92 Garde Capital, Inc. 11,580 355,000 0.01%
93 BARCLAYS PLC 11,217 337,000 0.01%
94 CAPITAL MANAGEMENT CORP /VA 10,775 331,000 0.01%
95 First Allied Advisory Services, Inc. 10,497 325,000 0.01%
96 JPMORGAN CHASE & CO 10,430 320,000 0.01%
97 TIEMANN INVESTMENT ADVISORS, LLC 10,350 318,000 0.01%
98 Linscomb Wealth, Inc. 10,282 315,000 0.01%
99 PINNACLE ASSOCIATES LTD 10,241 314,000 0.01%
100 SMITH, MOORE & CO. 9,732 299,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.