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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $66,257,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Transamerica Financial Advisors, LLC 2 1,000 0.00%
3 SEI INVESTMENTS CO 41 2,000 0.00%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 74 3,000 0.00%
5 IFP ADVISORS, INC 472 19,000 0.03%
6 CITIGROUP INC 750 30,000 0.05%
7 JPMORGAN CHASE & CO 1,188 47,000 0.07%
8 MSI Financial Services Inc 1,543 62,000 0.09%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,670 67,000 0.10%
10 NEXT Financial Group, Inc 1,969 79,000 0.12%
11 ADVISOR GROUP, INC. 3,650 146,000 0.22%
12 Virtu KCG Holdings LLC 5,393 215,000 0.32%
13 ENVESTNET ASSET MANAGEMENT INC 5,682 226,000 0.34%
14 Eagle Ridge Investment Management 8,786 350,000 0.53%
15 BANK OF AMERICA CORP /DE/ 11,304 451,000 0.68%
16 Neuberger Berman Group LLC 15,310 610,000 0.92%
17 JANE STREET GROUP, LLC 18,361 732,000 1.10%
18 PNC FINANCIAL SERVICES GROUP, INC. 19,324 771,000 1.16%
19 Mariner, LLC 25,637 1,022,000 1.54%
20 WELLS FARGO & COMPANY/MN 29,251 1,167,000 1.76%
21 Exchange Capital Management, Inc. 32,952 1,314,000 1.98%
22 FBL INVESTMENT MANAGEMENT SERVICES INC/IA 38,100 1,519,000 2.29%
23 LPL Financial LLC 45,991 1,832,000 2.76%
24 MORGAN STANLEY 47,177 1,881,000 2.84%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,463 1,892,000 2.86%
26 ASSETMARK, INC 55,922 2,230,000 3.37%
27 UBS Group AG 68,796 2,743,000 4.14%
28 BlackRock Investment Management, LLC 74,000 2,950,000 4.45%
29 AMERIPRISE FINANCIAL INC 86,824 3,461,000 5.22%
30 ROYAL BANK OF CANADA 100,083 3,990,000 6.02%
31 WOLVERINE TRADING LP /BD 131,183 5,230,000 7.89%
32 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 145,700 5,809,000 8.77%
33 STATE STREET CORP 256,370 10,221,000 15.43%
34 Stadion Money Management, LLC 380,861 15,185,000 22.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.