Dark
Light
System
Security
SPECTRUM BRANDS HLDGS INC
SPECTRUM BRANDS HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 195 Institutional holders with a total value of $1,836,454,758.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 BLACKROCK ADVISORS LLC 3,200 306,000 0.02%
152 MILES CAPITAL, INC. 3,173 304,000 0.02%
153 Quantbot Technologies LP 3,016 288,000 0.02%
154 Ativo Capital Management LLC 3,000 287,000 0.02% SH
155 AHL Partners LLP 2,976 285,000 0.02%
156 Advisors Asset Management, Inc. 2,923 280,000 0.02%
157 Numeric Investors LLC 2,400 230,000 0.01%
158 PEAK6 Group LLC 2,331 223,000 0.01%
159 AMALGAMATED BANK 2,318 222,000 0.01%
160 MASON STREET ADVISORS, LLC 2,290 219,000 0.01%
161 Engineers Gate Manager LP 2,273 217,000 0.01%
162 Nair Vinay 2,141 205,000 0.01% SH
163 CANADA LIFE ASSURANCE Co 1,845 176,000 0.01%
164 CITIGROUP INC 1,733 166,000 0.01%
165 Point72 Hong Kong Ltd 1,638 157,000 0.01%
166 BlackRock Finance, Inc. 1,512 145,000 0.01%
167 METROPOLITAN LIFE INSURANCE CO/NY 1,496 143,000 0.01%
168 PNC FINANCIAL SERVICES GROUP, INC. 1,400 134,000 0.01%
169 ROYAL BANK OF CANADA 1,320 126,000 0.01%
170 Evercore Wealth Management, LLC 1,217 116,000 0.01%
171 Parallax Volatility Advisers, L.P. 1,200 115,000 0.01% Call
172 GOLDMAN SACHS GROUP INC 1,100 105,000 0.01% Call
173 Parallax Volatility Advisers, L.P. 1,000 95,000 0.01% Put
174 Stonehage Fleming Financial Services Holdings Ltd 924 88,000 0.00%
175 TEACHER RETIREMENT SYSTEM OF TEXAS 721 69,000 0.00%
176 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 679 65,000 0.00%
177 LADENBURG THALMANN FINANCIAL SERVICES INC. 602 57,000 0.00%
178 BlackRock Japan Co. Ltd 500 48,000 0.00%
179 AMERICAN INTERNATIONAL GROUP, INC. 421 40,281 0.00%
180 PRELUDE CAPITAL MANAGEMENT, LLC 400 38,000 0.00%
181 FineMark National Bank & Trust 391 37,000 0.00%
182 WEALTHCARE CAPITAL MANAGEMENT LLC 200 19,000 0.00%
183 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 160 15,000 0.00%
184 WealthTrust-Arizona, LLC 151 14,000 0.00%
185 FIRST FINANCIAL CORP /IN/ 130 12,000 0.00%
186 NATIONAL PLANNING CORP 113 10,665 0.00%
187 DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 100 9,000 0.00%
188 ADVANTAGE INVESTMENT MANAGEMENT, LLC 79 8,000 0.00%
189 Parallax Volatility Advisers, L.P. 63 6,000 0.00%
190 NEXT Financial Group, Inc 54 5,000 0.00%
191 ENVESTNET ASSET MANAGEMENT INC 34 3,000 0.00%
192 SIGNATUREFD, LLC 17 2,000 0.00%
193 B. Riley Wealth Advisors, Inc. 20 2,000 0.00%
194 BNP PARIBAS FINANCIAL MARKETS 14 1,340 0.00%
195 First Personal Financial Services 10 0 0.00%
Page 4 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.