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SPECTRUM PHARMACEUTICALS INC COM
SPECTRUM PHARMACEUTICALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 127 Institutional holders with a total value of $343,874,338.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MILLENNIUM MANAGEMENT LLC 4,703,190 36,873,000 10.72%
2 FMR LLC 4,587,147 35,963,000 10.46%
3 BlackRock Fund Advisors 4,016,808 31,492,000 9.16%
4 VANGUARD GROUP INC 3,712,514 29,106,000 8.46%
5 STATE STREET CORP 3,365,468 26,387,000 7.67%
6 BlackRock Institutional Trust Company, N.A. 1,838,020 14,410,000 4.19%
7 GOLDMAN SACHS GROUP INC 1,385,773 10,864,000 3.16%
8 F&C Asset Management plc 1,304,080 10,231,000 2.98%
9 DEERFIELD MANAGEMENT COMPANY, L.P. 1,265,375 9,921,000 2.89%
10 DIMENSIONAL FUND ADVISORS LP 1,254,315 9,834,000 2.86%
11 FEDERATED HERMES, INC. 1,030,645 8,080,000 2.35%
12 ROYAL BANK OF CANADA 1,020,425 8,000,000 2.33%
13 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 976,560 7,656,000 2.23%
14 KENNEDY CAPITAL MANAGEMENT LLC 946,886 7,424,000 2.16%
15 BARCLAYS PLC 1,023,102 7,161,000 2.08%
16 WELLINGTON MANAGEMENT GROUP LLP 864,409 6,777,000 1.97%
17 NORTHERN TRUST CORP 852,645 6,684,000 1.94%
18 Bank of New York Mellon Corp 555,265 4,353,000 1.27%
19 JUPITER ASSET MANAGEMENT LTD 554,762 4,349,000 1.26%
20 ASHFORD CAPITAL MANAGEMENT INC 547,404 4,292,000 1.25%
21 Palo Alto Investors LP 402,285 3,154,000 0.92%
22 PRINCIPAL FINANCIAL GROUP INC 349,377 2,740,000 0.80%
23 First Light Asset Management, LLC 349,267 2,738,000 0.80%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 286,838 2,249,000 0.65%
25 GEODE CAPITAL MANAGEMENT, LLC 285,424 2,237,000 0.65%
26 DEUTSCHE BANK AG\ 282,727 2,216,000 0.64%
27 MACQUARIE GROUP LTD 279,451 2,191,000 0.64%
28 BARD ASSOCIATES INC 253,735 1,989,000 0.58%
29 BlackRock Investment Management, LLC 246,450 1,932,000 0.56%
30 BANK OF MONTREAL /CAN/ 224,543 1,760,000 0.51%
31 AMERIPRISE FINANCIAL INC 221,710 1,738,000 0.51%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 213,000 1,670,000 0.49% Put
33 PANAGORA ASSET MANAGEMENT INC 199,089 1,561,000 0.45%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 189,800 1,389,000 0.40%
35 PDT Partners, LLC 175,921 1,379,000 0.40%
36 Invesco Ltd. 174,316 1,367,000 0.40%
37 RENAISSANCE TECHNOLOGIES LLC 171,307 1,343,000 0.39%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 162,352 1,273,000 0.37%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 156,058 1,224,000 0.36%
40 A.R.T. Advisors, LLC 138,341 1,084,000 0.32%
41 UBS AG 131,976 1,035,000 0.30%
42 SEI TRUST CO 130,478 1,023,000 0.30%
43 NEW YORK STATE COMMON RETIREMENT FUND 120,100 942,000 0.27%
44 PRUDENTIAL FINANCIAL INC 119,566 937,000 0.27%
45 BlackRock Group LTD 116,413 912,000 0.27%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 115,040 902,000 0.26%
47 ProShare Advisors LLC 114,250 896,000 0.26%
48 PUBLIC SECTOR PENSION INVESTMENT BOARD 110,675 868,000 0.25%
49 CREDIT SUISSE AG/ 108,942 854,000 0.25%
50 ALLIANCEBERNSTEIN L.P. 107,048 839,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.