| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | Daiwa Securities Group Inc. | 1,000 | 29,000 | 0.00% | ||
| 152 | Hillsdale Investment Management Inc. | 910 | 26,000 | 0.00% | ||
| 153 | Creative Planning | 753 | 22,000 | 0.00% | ||
| 154 | Crow Point Partners, LLC | 520 | 15,000 | 0.00% | ||
| 155 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 482 | 14,000 | 0.00% | ||
| 156 | Manchester Capital Management LLC | 400 | 12,000 | 0.00% | ||
| 157 | Gemmer Asset Management LLC | 410 | 12,000 | 0.00% | ||
| 158 | COLONY GROUP LLC | 400 | 12,000 | 0.00% | ||
| 159 | BARCLAYS PLC | 400 | 11,000 | 0.00% | Put | |
| 160 | PRIVATE TRUST CO NA | 300 | 9,000 | 0.00% | ||
| 161 | WESTPORT RESOURCES MANAGEMENT INC | 255 | 7,000 | 0.00% | ||
| 162 | 1919 Investment Counsel, LLC | 195 | 6,000 | 0.00% | ||
| 163 | BARCLAYS PLC | 120 | 3,000 | 0.00% | Call | |
| 164 | ENVESTNET ASSET MANAGEMENT INC | 103 | 3,000 | 0.00% | ||
| 165 | KNOTT DAVID M | 80 | 2,303 | 0.00% | ||
| 166 | HOWE & RUSLING INC | 63 | 2,000 | 0.00% | ||
| 167 | People's United Financial, Inc. | 20 | 1,000 | 0.00% | ||
| 168 | NEW ENGLAND SECURITIES CORP /MA/ | 48 | 1,000 | 0.00% | ||
| 169 | CKW FINANCIAL GROUP | 7 | 0 | 0.00% | ||
| 170 | WealthTrust-Arizona, LLC | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
