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STATE BK FINL CORP COM
STATE BK FINL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 117 Institutional holders with a total value of $455,793,456.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MALTESE CAPITAL MANAGEMENT LLC 2,120,500 34,437,000 7.56%
2 FRANKLIN RESOURCES INC 2,037,860 33,095,000 7.26%
3 VANGUARD GROUP INC 1,848,663 30,023,000 6.59%
4 ATLANTA CAPITAL MANAGEMENT CO L L C 1,606,091 26,083,000 5.72%
5 BANC FUNDS CO LLC 1,413,551 22,956,000 5.04%
6 SAMLYN CAPITAL, LLC 1,100,000 17,864,000 3.92%
7 Forest Hill Capital, LLC 1,048,519 17,028,000 3.74%
8 STATE STREET CORP 929,249 15,091,000 3.31%
9 DEUTSCHE BANK AG\ 878,161 14,259,000 3.13%
10 BlackRock Fund Advisors 762,869 12,389,000 2.72%
11 ENDICOTT MANAGEMENT CO 750,000 12,180,000 2.67%
12 Private Capital Management, LLC 710,184 11,533,000 2.53%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 699,620 11,361,000 2.49%
14 Opus Capital Group, LLC 664,457 10,791,000 2.37%
15 ROYCE & ASSOCIATES LP 646,725 10,503,000 2.30%
16 Waterstone Capital Management, L.P. 644,893 10,473,000 2.30%
17 BlackRock Institutional Trust Company, N.A. 617,303 10,025,000 2.20%
18 NORTHERN TRUST CORP 500,317 8,124,000 1.78%
19 EAGLE ASSET MANAGEMENT INC 495,872 8,052,000 1.77%
20 Consector Capital, LP 465,761 7,564,000 1.66%
21 RUSSELL FRANK CO/ 462,873 7,516,000 1.65%
22 Artisan Partners Limited Partnership 452,955 7,356,000 1.61%
23 NS Advisors, LLC 427,094 6,936,000 1.52%
24 Netols Asset Management, Inc. 391,835 6,363,000 1.40%
25 Phocas Financial Corp. 356,002 5,781,000 1.27% SH
26 DIAMOND HILL CAPITAL MANAGEMENT INC 339,464 5,513,000 1.21%
27 JUPITER ASSET MANAGEMENT LTD 286,600 4,654,000 1.02%
28 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 275,223 4,470,000 0.98%
29 PUTNAM INVESTMENTS LLC 251,400 4,083,000 0.90%
30 MANAGED ACCOUNT ADVISORS LLC 242,012 3,930,000 0.86%
31 MENDON CAPITAL ADVISORS CORP 229,506 3,727,000 0.82%
32 Penn Capital Management Company, LLC 224,584 3,647,000 0.80%
33 BRIDGEWAY CAPITAL MANAGEMENT, LLC 193,184 3,137,000 0.69%
34 GEODE CAPITAL MANAGEMENT, LLC 186,500 3,028,000 0.66%
35 OTTER CREEK MANAGEMENT INC 186,024 3,021,000 0.66%
36 Bank of New York Mellon Corp 156,752 2,546,000 0.56%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 155,440 2,524,000 0.55%
38 KENNEDY CAPITAL MANAGEMENT LLC 154,570 2,510,000 0.55%
39 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 135,162 2,195,000 0.48%
40 Paloma Partners Management Co 132,890 2,158,000 0.47%
41 ADVISORY RESEARCH INC 115,939 1,883,000 0.41%
42 RICE HALL JAMES & ASSOCIATES, LLC 113,096 1,837,000 0.40%
43 BlackRock Investment Management, LLC 107,651 1,748,000 0.38%
44 D. E. Shaw & Co., Inc. 96,222 1,563,000 0.34%
45 ALLIANCEBERNSTEIN L.P. 95,469 1,550,000 0.34%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 90,434 1,469,000 0.32%
47 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 86,717 1,408,284 0.31%
48 FSI GROUP, LLC 86,447 1,404,000 0.31%
49 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 83,861 1,362,000 0.30%
50 MILLENNIUM MANAGEMENT LLC 83,329 1,353,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.