| 1 |
Advisors Asset Management, Inc. |
887,866 |
9,074,000 |
31.56% |
|
|
| 2 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
387,238 |
3,958,000 |
13.77% |
|
|
| 3 |
BUCKHEAD CAPITAL MANAGEMENT LLC |
267,371 |
2,733,000 |
9.51% |
|
|
| 4 |
UBS Group AG |
225,948 |
2,309,000 |
8.03% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
195,000 |
1,993,000 |
6.93% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
145,824 |
1,490,000 |
5.18% |
|
|
| 7 |
Muzinich & Co., Inc. |
125,262 |
1,280,000 |
4.45% |
|
|
| 8 |
MORGAN STANLEY |
83,029 |
848,000 |
2.95% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
51,170 |
523,000 |
1.82% |
|
|
| 10 |
Freestone Capital Holdings, LLC |
50,445 |
516,000 |
1.79% |
|
|
| 11 |
VSR Financial Services, Inc. |
45,891 |
469,000 |
1.63% |
|
|
| 12 |
OPPENHEIMER & CO INC |
44,931 |
460,000 |
1.60% |
|
|
| 13 |
TWO SIGMA ADVISERS, LP |
44,800 |
458,000 |
1.59% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
44,720 |
457,000 |
1.59% |
|
|
| 15 |
TWO SIGMA INVESTMENTS, LP |
38,799 |
397,000 |
1.38% |
|
|
| 16 |
PNC FINANCIAL SERVICES GROUP, INC. |
25,000 |
255,000 |
0.89% |
|
|
| 17 |
Bison Wealth, LLC |
24,044 |
246,000 |
0.86% |
|
|
| 18 |
CAXTON CORP |
23,489 |
240,000 |
0.83% |
|
|
| 19 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
22,000 |
225,000 |
0.78% |
|
|
| 20 |
Limestone Value Partners, LLC |
19,153 |
201,000 |
0.70% |
|
|
| 21 |
PEAK6 Group LLC |
18,500 |
189,000 |
0.66% |
Call |
|
| 22 |
GSA CAPITAL PARTNERS LLP |
10,200 |
104,000 |
0.36% |
|
|
| 23 |
Formidable Asset Management, LLC |
9,500 |
98,000 |
0.34% |
|
|
| 24 |
ROYAL BANK OF CANADA |
7,172 |
73,000 |
0.25% |
|
|
| 25 |
CITIGROUP INC |
6,355 |
65,000 |
0.23% |
|
|
| 26 |
BANK OF MONTREAL /CAN/ |
3,234 |
33,000 |
0.11% |
|
|
| 27 |
DEUTSCHE BANK AG\ |
1,612 |
16,000 |
0.06% |
|
|
| 28 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
1,447 |
15,000 |
0.05% |
|
|
| 29 |
PineBridge Investments, L.P. |
976 |
10,000 |
0.03% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
700 |
7,000 |
0.02% |
|
|
| 31 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
533 |
5,000 |
0.02% |
|
|
| 32 |
WELLS FARGO & COMPANY/MN |
244 |
2,000 |
0.01% |
|
|
| 33 |
HOWE & RUSLING INC |
210 |
2,000 |
0.01% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
70 |
1,000 |
0.00% |
|
|
| 35 |
CUTLER GROUP LLC / CA |
100 |
0 |
0.00% |
Put |
|
| 36 |
BARCLAYS PLC |
8 |
0 |
0.00% |
|
|
