| 1 |
DAFNA Capital Management LLC |
1,381,460 |
5,871,000 |
44.56% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
704,502 |
2,994,000 |
22.72% |
|
|
| 3 |
VANGUARD GROUP INC |
401,461 |
1,706,000 |
12.95% |
|
|
| 4 |
AQR CAPITAL MANAGEMENT LLC |
73,700 |
313,000 |
2.38% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
71,022 |
301,000 |
2.28% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
67,347 |
286,000 |
2.17% |
|
|
| 7 |
GROUP ONE TRADING LLC |
43,482 |
185,000 |
1.40% |
|
|
| 8 |
DIMENSIONAL FUND ADVISORS LP |
38,059 |
162,000 |
1.23% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
32,996 |
140,000 |
1.06% |
|
|
| 10 |
NORTHERN TRUST CORP |
30,208 |
129,000 |
0.98% |
|
|
| 11 |
Airain ltd |
28,522 |
121,000 |
0.92% |
|
|
| 12 |
CREDIT SUISSE AG/ |
25,453 |
108,000 |
0.82% |
|
|
| 13 |
MILLENNIUM MANAGEMENT LLC |
24,400 |
104,000 |
0.79% |
|
|
| 14 |
PRELUDE CAPITAL MANAGEMENT, LLC |
22,188 |
94,000 |
0.71% |
|
|
| 15 |
EVERETT HARRIS & CO /CA/ |
21,356 |
91,000 |
0.69% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
18,500 |
79,000 |
0.60% |
Put |
|
| 17 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
16,700 |
71,000 |
0.54% |
Call |
|
| 18 |
MORGAN STANLEY |
16,318 |
69,000 |
0.52% |
|
|
| 19 |
CSS LLC/IL |
15,825 |
67,000 |
0.51% |
|
|
| 20 |
PERKINS CAPITAL MANAGEMENT INC |
11,000 |
47,000 |
0.36% |
|
|
| 21 |
Manatuck Hill Partners, LLC |
11,030 |
47,000 |
0.36% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,500 |
36,000 |
0.27% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
8,363 |
36,000 |
0.27% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,200 |
35,000 |
0.27% |
|
|
| 25 |
ROYAL BANK OF CANADA |
6,685 |
28,000 |
0.21% |
|
|
| 26 |
BLACKROCK ADVISORS LLC |
4,227 |
18,000 |
0.14% |
|
|
| 27 |
UBS AG |
2,969 |
13,000 |
0.10% |
|
|
| 28 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
8,500 |
0.06% |
|
|
| 29 |
UBS AG |
1,300 |
6,000 |
0.05% |
Call |
|
| 30 |
Spectrum Management Group, LLC |
1,000 |
4,000 |
0.03% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
751 |
3,000 |
0.02% |
|
|
| 32 |
US BANCORP \DE\ |
150 |
1,000 |
0.01% |
|
|
| 33 |
ALLIANCEBERNSTEIN L.P. |
334 |
1,000 |
0.01% |
|
|
| 34 |
Quantbot Technologies LP |
275 |
1,000 |
0.01% |
|
|
| 35 |
BANK OF AMERICA CORP /DE/ |
20 |
0 |
0.00% |
|
|
| 36 |
WFG Advisors, LP |
100 |
0 |
0.00% |
|
|
| 37 |
FIRST MANHATTAN CO. LLC. |
86 |
0 |
0.00% |
|
|
| 38 |
THOMPSON DAVIS & CO., INC. |
100 |
0 |
0.00% |
|
|
