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APPLIED OPTOELECTRONICS INC
APPLIED OPTOELECTRONICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 95 Institutional holders with a total value of $213,431,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,821,316 27,155,000 12.72%
2 ARDSLEY ADVISORY PARTNERS LP 1,212,500 18,078,000 8.47%
3 Trafelet Capital Management, L.P. 847,146 12,631,000 5.92%
4 Whale Rock Capital Management LLC 730,804 10,896,000 5.11%
5 KENNEDY CAPITAL MANAGEMENT LLC 658,437 9,817,000 4.60%
6 PKO Investment Management Joint-Stock Co 611,114 9,111,709 4.27%
7 GILDER GAGNON HOWE & CO LLC 566,442 8,446,000 3.96%
8 VANGUARD GROUP INC 556,799 8,302,000 3.89%
9 Portolan Capital Management, LLC 541,679 8,076,000 3.78%
10 GOLDMAN CAPITAL MANAGEMENT INC 481,400 7,178,000 3.36%
11 Hood River Capital Management LLC 452,729 6,750,000 3.16%
12 BlackRock Fund Advisors 436,846 6,513,000 3.05%
13 EMERALD MUTUAL FUND ADVISERS TRUST 423,559 6,315,000 2.96%
14 EMERALD ADVISERS, LLC 421,080 6,278,000 2.94%
15 BlackRock Institutional Trust Company, N.A. 403,429 6,015,000 2.82%
16 RUSSELL FRANK CO/ 345,414 5,151,000 2.41%
17 STATE STREET CORP 240,937 3,589,000 1.68%
18 WADDELL & REED FINANCIAL INC 239,700 3,574,000 1.67%
19 Raymond James Financial Services Advisors, Inc. 199,806 2,979,000 1.40%
20 NORTHERN TRUST CORP 179,019 2,669,000 1.25%
21 Informed Momentum Co LLC 154,824 2,308,000 1.08%
22 G2 Investment Partners Management LLC 149,322 2,226,000 1.04%
23 1492 Capital Management LLC 146,750 2,188,000 1.03%
24 RAYMOND JAMES & ASSOCIATES 144,666 2,157,000 1.01%
25 RICE HALL JAMES & ASSOCIATES, LLC 139,018 2,073,000 0.97%
26 WELLS FARGO & COMPANY/MN 119,939 1,788,000 0.84%
27 DEUTSCHE BANK AG\ 115,668 1,723,000 0.81%
28 CARDINAL CAPITAL MANAGEMENT LLC /CT 112,680 1,680,000 0.79%
29 Bank of New York Mellon Corp 108,957 1,624,000 0.76%
30 GEODE CAPITAL MANAGEMENT, LLC 102,242 1,524,000 0.71%
31 MILLENNIUM MANAGEMENT LLC 97,857 1,459,000 0.68%
32 Allianz Asset Management GmbH 93,967 1,402,000 0.66%
33 AMERIPRISE FINANCIAL INC 92,283 1,376,000 0.64%
34 ESSEX INVESTMENT MANAGEMENT CO LLC 75,580 1,127,000 0.53%
35 WASATCH ADVISORS LP 70,000 1,069,000 0.50%
36 RENAISSANCE TECHNOLOGIES LLC 64,500 962,000 0.45%
37 GUGGENHEIM CAPITAL LLC 62,305 929,000 0.44%
38 BlackRock Investment Management, LLC 61,451 916,000 0.43%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 61,080 911,000 0.43%
40 BANK OF NOVA SCOTIA 58,752 876,000 0.41%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 52,489 783,000 0.37%
42 Verition Fund Management LLC 50,000 746,000 0.35%
43 TUDOR INVESTMENT CORP ET AL 42,924 640,000 0.30%
44 VICTORY CAPITAL MANAGEMENT INC 41,338 616,000 0.29%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,900 595,000 0.28%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 36,003 537,000 0.25%
47 Geduld E E 35,000 522,000 0.24%
48 TOTH FINANCIAL ADVISORY CORP 34,950 521,000 0.24%
49 Dynamic Technology Lab Private Ltd 34,112 509,000 0.24%
50 AQR CAPITAL MANAGEMENT LLC 33,697 502,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.