Dark
Light
System
Security
SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR
SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 167 Institutional holders with a total value of $515,806,050.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 TWO SIGMA INVESTMENTS, LP 110,947 635,000 0.12%
52 REGIONS FINANCIAL CORP 109,783 628,000 0.12%
53 Allianz Asset Management GmbH 108,559 621,000 0.12%
54 ROCKEFELLER FINANCIAL SERVICES INC 90,637 518,000 0.10%
55 Freestone Capital Holdings, LLC 89,266 511,000 0.10%
56 RHUMBLINE ADVISERS 81,838 468,000 0.09%
57 BTC Capital Management, Inc. 74,838 427,000 0.08%
58 M&T BANK CORP 61,869 354,000 0.07%
59 CONNABLE OFFICE INC 60,535 346,000 0.07%
60 LMR Partners LLP 59,874 343,000 0.07%
61 GUGGENHEIM CAPITAL LLC 58,603 335,000 0.06%
62 GEODE CAPITAL MANAGEMENT, LLC 57,776 330,000 0.06%
63 INTERCONTINENTAL WEALTH ADVISORS, LLC 51,558 295,000 0.06%
64 BRINKER CAPITAL INC 51,239 293,000 0.06%
65 Cubist Systematic Strategies, LLC 51,037 292,000 0.06%
66 LPL Financial LLC 50,900 282,000 0.05%
67 SCHRODER INVESTMENT MANAGEMENT GROUP 42,763 245,000 0.05%
68 BAHL & GAYNOR INC 42,680 244,000 0.05%
69 JOHNSON INVESTMENT COUNSEL INC 40,918 234,000 0.05%
70 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 40,552 232,000 0.04%
71 EAGLE ASSET MANAGEMENT INC 40,249 230,000 0.04%
72 TWO SIGMA ADVISERS, LP 38,400 220,000 0.04%
73 STEVENS CAPITAL MANAGEMENT LP 37,134 212,000 0.04%
74 People's United Financial, Inc. 36,959 211,000 0.04%
75 Spot Trading L.L.C 35,000 200,000 0.04% Put
76 Spot Trading L.L.C 34,550 198,000 0.04%
77 ETRADE Capital Management LLC 33,536 192,000 0.04%
78 RAYMOND JAMES TRUST N.A. 33,513 192,000 0.04%
79 BLAIR WILLIAM & CO/IL 31,814 182,000 0.04%
80 BANCORPSOUTH INC 29,721 170,000 0.03%
81 Checchi Capital Advisers, LLC 29,654 170,000 0.03%
82 SMITH ASSET MANAGEMENT GROUP LP 29,343 168,000 0.03%
83 LORD, ABBETT & CO. LLC 28,698 165,000 0.03%
84 TD ASSET MANAGEMENT INC 28,584 164,000 0.03%
85 SIGNATUREFD, LLC 28,149 161,000 0.03%
86 Spot Trading L.L.C 25,000 143,000 0.03% Call
87 COMERICA SECURITIES INC 23,210 133,000 0.03%
88 NumerixS Investment Technologies Inc 22,400 128,000 0.02%
89 NUVEEN ASSET MANAGEMENT INC. 21,962 126,000 0.02%
90 RELIANCE TRUST CO OF DELAWARE 21,699 124,000 0.02%
91 Sterling Capital Management LLC 21,728 124,000 0.02%
92 CIBC WORLD MARKET INC. 21,554 123,000 0.02%
93 Bluefin Trading, LLC 21,288 122,000 0.02%
94 MCKINLEY CAPITAL MANAGEMENT LLC 20,830 119,000 0.02%
95 STATE STREET CORP 19,901 114,000 0.02%
96 Morningstar Investment Services LLC 19,093 109,000 0.02%
97 HARTFORD INVESTMENT MANAGEMENT CO 18,600 106,000 0.02%
98 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,128 104,000 0.02%
99 PORTLAND INVESTMENT COUNSEL INC. 18,000 103,000 0.02% SH
100 Point View Wealth Management, Inc. 17,764 102,000 0.02%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.