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SUMITOMO MITSUI FINL GROUP I
SUMITOMO MITSUI FINL GROUP I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 161 Institutional holders with a total value of $597,300,081.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MIZUHO SECURITIES USA LLC 76,715 518,000 0.09%
52 REGIONS FINANCIAL CORP 76,192 514,000 0.09%
53 RIVERHEAD CAPITAL MANAGEMENT LLC 70,800 478,000 0.08%
54 WEXFORD CAPITAL LP 70,100 473,000 0.08%
55 MILLENNIUM MANAGEMENT LLC 67,300 454,000 0.08%
56 M&T BANK CORP 62,309 422,000 0.07%
57 BRINKER CAPITAL INC 61,711 417,000 0.07%
58 GEODE CAPITAL MANAGEMENT, LLC 58,759 396,000 0.07%
59 BTC Capital Management, Inc. 56,312 380,000 0.06%
60 LPL Financial LLC 52,648 352,000 0.06%
61 ETRADE Capital Management LLC 50,724 342,000 0.06%
62 Cubist Systematic Strategies, LLC 49,482 334,000 0.06%
63 INTERCONTINENTAL WEALTH ADVISORS, LLC 47,087 318,000 0.05%
64 BAHL & GAYNOR INC 42,680 288,000 0.05%
65 Virtu KCG Holdings LLC 42,589 287,000 0.05%
66 Janney Montgomery Scott LLC 41,110 277,000 0.05%
67 JOHNSON INVESTMENT COUNSEL INC 40,918 276,000 0.05%
68 TWO SIGMA ADVISERS, LP 40,600 274,000 0.05%
69 EAGLE ASSET MANAGEMENT INC 40,305 272,000 0.05%
70 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 39,239 265,000 0.04%
71 GUGGENHEIM CAPITAL LLC 38,904 263,000 0.04%
72 Checchi Capital Advisers, LLC 37,092 250,000 0.04%
73 SCHRODER INVESTMENT MANAGEMENT GROUP 35,079 237,000 0.04%
74 RAYMOND JAMES TRUST N.A. 33,083 223,000 0.04%
75 TD ASSET MANAGEMENT INC 32,844 222,000 0.04%
76 HighTower Advisors, LLC 32,577 220,000 0.04%
77 COMERICA SECURITIES INC 30,516 206,000 0.03%
78 SMITH ASSET MANAGEMENT GROUP LP 29,343 198,000 0.03%
79 JNBA Financial Advisors 28,380 192,000 0.03%
80 SIGNATUREFD, LLC 28,380 192,000 0.03%
81 ADVISOR PARTNERS LLC 25,407 171,000 0.03%
82 ELLINGTON MANAGEMENT GROUP LLC 25,000 169,000 0.03%
83 BLAIR WILLIAM & CO/IL 24,365 164,000 0.03%
84 BANCORPSOUTH INC 24,237 164,000 0.03%
85 NUVEEN ASSET MANAGEMENT INC. 22,729 153,000 0.03%
86 LORD, ABBETT & CO. LLC 22,157 149,000 0.02%
87 STATE STREET CORP 21,650 147,000 0.02%
88 NumerixS Investment Technologies Inc 21,800 147,000 0.02%
89 CIBC WORLD MARKET INC. 21,739 147,000 0.02%
90 CYPRESS WEALTH ADVISORS LLC 21,645 146,000 0.02%
91 Bellecapital International Ltd. 20,750 140,000 0.02%
92 Walleye Trading LLC 20,500 138,000 0.02%
93 Morningstar Investment Services LLC 18,892 128,000 0.02%
94 Point View Wealth Management, Inc. 17,764 120,000 0.02%
95 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,881 114,000 0.02%
96 CIM INVESTMENT MANAGEMENT INC 16,075 109,000 0.02%
97 Yorktown Management & Research Co Inc 16,000 108,000 0.02%
98 OppenheimerFunds, Inc. 15,309 103,000 0.02%
99 J.SAFRA ASSET MANAGEMENT CORP 15,042 102,000 0.02%
100 BUCKINGHAM STRATEGIC WEALTH, LLC 15,038 102,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.