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SWS GROUP INC
SWS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 111 Institutional holders with a total value of $167,984,213.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 WHV Investments, Inc. 65,390 489,000 0.29%
52 NEW YORK STATE COMMON RETIREMENT FUND 64,100 479,000 0.29%
53 PRUDENTIAL FINANCIAL INC 62,765 469,000 0.28%
54 Sarbit Advisory Services Inc. 50,000 456,000 0.27%
55 PUBLIC SECTOR PENSION INVESTMENT BOARD 58,780 440,000 0.26%
56 SSI INVESTMENT MANAGEMENT LLC 57,670 432,000 0.26%
57 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 52,122 390,000 0.23%
58 CREDIT SUISSE AG/ 51,703 387,000 0.23%
59 TEACHERS ADVISORS, LLC 48,283 361,000 0.21%
60 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 47,211 354,000 0.21%
61 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 43,547 326,000 0.19%
62 OMERS ADMINISTRATION Corp 43,400 325,000 0.19%
63 RHUMBLINE ADVISERS 43,253 324,000 0.19%
64 ROYAL BANK OF CANADA 41,900 313,000 0.19%
65 Jefferies Group LLC 38,851 291,000 0.17%
66 VOYA INVESTMENT MANAGEMENT LLC 35,188 263,000 0.16%
67 Paloma Partners Management Co 30,000 224,000 0.13%
68 ProShare Advisors LLC 29,893 224,000 0.13%
69 TEXAS PERMANENT SCHOOL FUND CORP 29,373 220,000 0.13%
70 COMERICA BANK 29,390 220,000 0.13%
71 Spot Trading L.L.C 28,600 214,000 0.13% Put
72 GOLDMAN SACHS GROUP INC 28,088 210,000 0.13%
73 ALLIANCEBERNSTEIN L.P. 27,295 204,000 0.12%
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 26,850 201,000 0.12%
75 State of Tennessee, Department of Treasury 26,200 196,000 0.12%
76 METROPOLITAN LIFE INSURANCE CO/NY 25,698 192,000 0.11%
77 Nationwide Fund Advisors 25,553 191,000 0.11%
78 Virtu KCG Holdings LLC 24,793 185,000 0.11%
79 MORGAN STANLEY 24,359 182,000 0.11%
80 PANAGORA ASSET MANAGEMENT INC 23,727 177,000 0.11%
81 CITIGROUP INC 23,169 173,000 0.10%
82 AMERICAN INTERNATIONAL GROUP, INC. 22,622 169,213 0.10%
83 DEUTSCHE BANK AG\ 22,206 165,000 0.10%
84 CAPSTONE ASSET MANAGEMENT CO 21,022 157,000 0.09%
85 GROUP ONE TRADING LLC 20,919 156,000 0.09%
86 BlackRock Group LTD 20,319 152,000 0.09%
87 Arizona State Retirement System 20,169 150,000 0.09%
88 BLACKROCK ADVISORS LLC 19,060 143,000 0.09%
89 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 18,931 142,000 0.08%
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,167 136,000 0.08%
91 Andalusian Capital Partners, LP 17,672 132,000 0.08%
92 OFI Advisors LLC 17,294 129,000 0.08%
93 UBS AG 16,446 123,000 0.07%
94 BANK OF AMERICA CORP /DE/ 15,768 118,000 0.07%
95 STIFEL FINANCIAL CORP 15,000 112,000 0.07%
96 Parkwood LLC 14,013 105,000 0.06%
97 Spot Trading L.L.C 13,677 102,000 0.06%
98 Louisiana State Employees Retirement System 13,500 101,000 0.06%
99 BARCLAYS PLC 14,278 100,000 0.06%
100 TOURADJI CAPITAL MANAGEMENT, LP 13,000 97,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.