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TCP CAP CORP
TCP CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 90 Institutional holders with a total value of $308,639,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CFO4Life, L.P. 24,969 339,000 0.11%
52 WEDBUSH SECURITIES INC 24,966 339,000 0.11%
53 Virtu KCG Holdings LLC 24,511 332,000 0.11%
54 CIBC WORLD MARKET INC. 23,335 316,000 0.10%
55 DEUTSCHE BANK AG\ 21,279 287,000 0.09%
56 GOLDMAN SACHS GROUP INC 20,809 282,000 0.09%
57 CITADEL ADVISORS LLC 19,300 262,000 0.08%
58 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,261 261,000 0.08%
59 Dynamic Technology Lab Private Ltd 13,997 190,000 0.06%
60 OPPENHEIMER & CO INC 13,543 184,000 0.06%
61 D. E. Shaw & Co., Inc. 13,102 178,000 0.06%
62 WESTPORT RESOURCES MANAGEMENT INC 13,080 177,000 0.06%
63 PDT Partners, LLC 12,320 167,000 0.05%
64 EAGLE GLOBAL ADVISORS LLC 11,430 155,000 0.05%
65 GSA CAPITAL PARTNERS LLP 11,439 155,000 0.05%
66 ROYAL BANK OF CANADA 11,210 152,000 0.05%
67 PineBridge Investments, L.P. 11,071 150,000 0.05%
68 Commonwealth Equity Services, Inc 10,063 136,000 0.04%
69 GOODWIN DANIEL L 10,000 136,000 0.04%
70 WFG Advisors, LP 3,003 41,000 0.01%
71 Estabrook Capital Management 2,250 30,510 0.01%
72 Dunvegan Associates, Inc. 2,000 30,000 0.01%
73 PNC FINANCIAL SERVICES GROUP, INC. 2,000 28,000 0.01%
74 BARCLAYS PLC 2,000 26,000 0.01%
75 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,535 21,000 0.01%
76 Tower Research Capital LLC (TRC) 1,466 20,000 0.01%
77 BANK OF MONTREAL /CAN/ 1,500 20,000 0.01%
78 Global X Management CO LLC 1,320 18,000 0.01%
79 NEXT Financial Group, Inc 1,200 16,000 0.01%
80 JBF Capital, Inc. 1,000 14,000 0.00%
81 Carroll Financial Associates, Inc. 650 9,000 0.00%
82 Allworth Financial LP 606 8,000 0.00%
83 Winslow, Evans & Crocker, Inc. 500 6,780 0.00%
84 Ameritas Investment Partners, Inc. 500 6,000 0.00%
85 Creative Planning 259 4,000 0.00%
86 MSI Financial Services Inc 331 4,000 0.00%
87 HOWE & RUSLING INC 205 3,000 0.00%
88 FARMERS & MERCHANTS INVESTMENTS INC 250 3,000 0.00%
89 Sandy Spring Bank 109 1,000 0.00%
90 US BANCORP \DE\ 9 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.