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TCW STRATEGIC INCOME FD INC
TCW STRATEGIC INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 56 Institutional holders with a total value of $58,996,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 281 1,000 0.00%
2 SATURNA CAPITAL CORP 375 2,000 0.00%
3 MSI Financial Services Inc 656 3,000 0.01%
4 ROYAL BANK OF CANADA 646 4,000 0.01%
5 GLENMEDE TRUST CO NA 1,000 5,000 0.01%
6 CAPTRUST FINANCIAL ADVISORS 2,000 10,000 0.02%
7 Creative Planning 2,000 10,000 0.02%
8 WFG Advisors, LP 1,897 10,000 0.02%
9 WOLVERINE ASSET MANAGEMENT LLC 2,428 12,000 0.02%
10 KANALY TRUST CO 2,500 13,000 0.02%
11 MOTCO 2,700 14,000 0.02%
12 NEXT Financial Group, Inc 2,700 14,000 0.02%
13 Chicago Partners Investment Group LLC 2,877 15,000 0.03%
14 MONROE BANK & TRUST/MI 5,400 28,000 0.05%
15 CITIGROUP INC 8,428 44,000 0.07%
16 D.A. DAVIDSON & CO. 9,048 47,000 0.08%
17 Wills Financial Group, Inc. 12,308 64,000 0.11%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,560 71,000 0.12%
19 NATIONAL PLANNING CORP 14,692 78,000 0.13%
20 OPPENHEIMER & CO INC 15,000 78,000 0.13%
21 PNC FINANCIAL SERVICES GROUP, INC. 16,800 88,000 0.15%
22 WEDBUSH SECURITIES INC 17,267 90,000 0.15%
23 WHITTIER TRUST CO OF NEVADA INC 17,714 92,000 0.16%
24 Ironsides Asset Advisors, LLC 19,231 100,000 0.17%
25 SeaBridge Investment Advisors LLC 20,350 106,000 0.18%
26 US BANCORP \DE\ 21,785 113,000 0.19%
27 WHITTIER TRUST CO 23,848 124,000 0.21%
28 Pinnacle Advisory Group, Inc. 26,600 138,000 0.23%
29 North Star Investment Management Corp. 29,312 152,000 0.26%
30 Focused Wealth Management, Inc 34,588 180,000 0.31%
31 Dorsey & Whitney Trust CO LLC 36,978 192,000 0.33%
32 ProVise Management Group, LLC 42,200 220,000 0.37%
33 Thomas J. Herzfeld Advisors, Inc. 43,230 225,000 0.38%
34 BANK OF AMERICA CORP /DE/ 46,309 241,000 0.41%
35 Mraz, Amerine & Associates, Inc. 53,918 280,000 0.47%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 61,351 319,000 0.54%
37 STIFEL FINANCIAL CORP 62,264 324,000 0.55%
38 FIRST FOUNDATION ADVISORS 66,674 347,000 0.59%
39 FIRST MANHATTAN CO. LLC. 76,438 397,000 0.67%
40 UBS Group AG 87,998 458,000 0.78%
41 LPL Financial LLC 94,571 496,000 0.84%
42 Commonwealth Equity Services, Inc 102,820 535,000 0.91%
43 CREDIT SUISSE AG/ 110,303 574,000 0.97%
44 Lourd Capital, LLC 113,500 590,000 1.00%
45 ENVESTNET ASSET MANAGEMENT INC 120,946 629,000 1.07%
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 128,695 669,000 1.13%
47 BRAVE ASSET MANAGEMENT INC 134,522 700,000 1.19%
48 FIDUCIARY TRUST CO 143,068 744,000 1.26%
49 Independence Trust CO 143,787 748,000 1.27%
50 Concert Wealth Management Inc. 244,622 1,271,000 2.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.