| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 5,520,356 | 28,430,000 | 53.63% | ||
| 2 | Invesco Ltd. | 838,811 | 4,320,000 | 8.15% | ||
| 3 | Northside Capital Management, LLC | 616,703 | 3,176,000 | 5.99% | ||
| 4 | MORGAN STANLEY | 411,997 | 2,121,000 | 4.00% | ||
| 5 | DIXON HUBARD FEINOUR & BROWN INC/VA | 248,900 | 1,282,000 | 2.42% | ||
| 6 | Concert Wealth Management Inc. | 246,897 | 1,270,000 | 2.40% | ||
| 7 | WELLS FARGO & COMPANY/MN | 237,264 | 1,222,000 | 2.31% | ||
| 8 | Independence Trust CO | 212,576 | 1,095,000 | 2.07% | ||
| 9 | FIDUCIARY TRUST CO | 143,068 | 737,000 | 1.39% | ||
| 10 | BRAVE ASSET MANAGEMENT INC | 134,522 | 693,000 | 1.31% | ||
| 11 | LPL Financial LLC | 124,431 | 640,000 | 1.21% | ||
| 12 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 122,354 | 630,000 | 1.19% | ||
| 13 | CREDIT SUISSE AG/ | 116,389 | 599,000 | 1.13% | ||
| 14 | Lourd Capital, LLC | 113,500 | 585,000 | 1.10% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 108,716 | 560,000 | 1.06% | ||
| 16 | Commonwealth Equity Services, Inc | 105,895 | 545,000 | 1.03% | ||
| 17 | STIFEL FINANCIAL CORP | 77,239 | 398,000 | 0.75% | ||
| 18 | FIRST MANHATTAN CO. LLC. | 76,438 | 393,000 | 0.74% | ||
| 19 | UBS Group AG | 75,242 | 388,000 | 0.73% | ||
| 20 | Mraz, Amerine & Associates, Inc. | 53,918 | 278,000 | 0.52% | ||
| 21 | FIRST FOUNDATION ADVISORS | 52,251 | 269,000 | 0.51% | ||
| 22 | NWAM LLC | 48,000 | 249,000 | 0.47% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 44,810 | 230,000 | 0.43% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 44,244 | 228,000 | 0.43% | ||
| 25 | ProVise Management Group, LLC | 43,850 | 226,000 | 0.43% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 43,230 | 223,000 | 0.42% | ||
| 27 | Focused Wealth Management, Inc | 37,269 | 192,000 | 0.36% | ||
| 28 | Dorsey & Whitney Trust CO LLC | 36,978 | 190,000 | 0.36% | ||
| 29 | US BANCORP \DE\ | 30,785 | 159,000 | 0.30% | ||
| 30 | North Star Investment Management Corp. | 29,312 | 151,000 | 0.28% | ||
| 31 | Jefferies Group LLC | 29,125 | 150,000 | 0.28% | ||
| 32 | Pinnacle Advisory Group, Inc. | 26,600 | 136,000 | 0.26% | ||
| 33 | WHITTIER TRUST CO | 23,848 | 123,000 | 0.23% | ||
| 34 | SeaBridge Investment Advisors LLC | 20,350 | 105,000 | 0.20% | ||
| 35 | Ironsides Asset Advisors, LLC | 19,231 | 99,000 | 0.19% | ||
| 36 | WHITTIER TRUST CO OF NEVADA INC | 17,714 | 91,000 | 0.17% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 16,800 | 86,000 | 0.16% | ||
| 38 | NATIONAL PLANNING CORP | 14,692 | 77,000 | 0.15% | ||
| 39 | OPPENHEIMER & CO INC | 15,000 | 77,000 | 0.15% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,521 | 70,000 | 0.13% | ||
| 41 | WOLVERINE ASSET MANAGEMENT LLC | 12,823 | 66,000 | 0.12% | ||
| 42 | MARINER INVESTMENT GROUP LLC | 12,800 | 66,000 | 0.12% | ||
| 43 | BLB&B Advisors, LLC | 12,166 | 63,000 | 0.12% | ||
| 44 | Wills Financial Group, Inc. | 12,275 | 63,000 | 0.12% | ||
| 45 | D.A. DAVIDSON & CO. | 9,048 | 46,000 | 0.09% | ||
| 46 | CAPTRUST FINANCIAL ADVISORS | 7,503 | 39,000 | 0.07% | ||
| 47 | CITIGROUP INC | 6,000 | 31,000 | 0.06% | ||
| 48 | MONROE BANK & TRUST/MI | 5,400 | 28,000 | 0.05% | ||
| 49 | Tower Research Capital LLC (TRC) | 5,319 | 27,000 | 0.05% | ||
| 50 | MOTCO | 2,700 | 14,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
