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TCW STRATEGIC INCOME FD INC
TCW STRATEGIC INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $66,475,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cable Hill Partners, LLC 424 2,000 0.00%
2 Tower Research Capital LLC (TRC) 599 3,000 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 769 4,000 0.01%
4 GLENMEDE TRUST CO NA 1,000 5,000 0.01%
5 GENEOS WEALTH MANAGEMENT INC. 1,300 6,000 0.01%
6 PARALLEL ADVISORS, LLC 1,600 9,000 0.01%
7 PNC FINANCIAL SERVICES GROUP, INC. 2,000 10,000 0.02%
8 D.A. DAVIDSON & CO. 1,903 10,000 0.02%
9 CAPTRUST FINANCIAL ADVISORS 2,000 11,000 0.02%
10 Creative Planning 2,000 11,000 0.02%
11 KANALY TRUST CO 2,500 13,000 0.02%
12 MOTCO 2,700 14,000 0.02%
13 Chicago Partners Investment Group LLC 2,877 15,000 0.02%
14 BRONFMAN E.L. ROTHSCHILD, L.P. 3,708 20,000 0.03%
15 ADVISOR GROUP, INC. 4,294 23,000 0.03%
16 MONROE BANK & TRUST/MI 5,400 29,000 0.04%
17 CITIGROUP INC 6,000 32,000 0.05%
18 ROYAL BANK OF CANADA 7,585 40,000 0.06%
19 Raymond James Financial Services Advisors, Inc. 10,323 55,000 0.08%
20 Cetera Advisors LLC 11,250 60,000 0.09%
21 BIEGEL & WALLER LLC 12,142 67,000 0.10%
22 Virtu KCG Holdings LLC 12,815 68,000 0.10%
23 GUGGENHEIM CAPITAL LLC 13,704 73,000 0.11%
24 NATIONAL PLANNING CORP 14,692 79,000 0.12%
25 Ironsides Asset Advisors, LLC 16,596 88,000 0.13%
26 Focused Wealth Management, Inc 17,292 92,000 0.14%
27 WHITTIER TRUST CO OF NEVADA INC 17,714 94,000 0.14%
28 US BANCORP \DE\ 17,785 95,000 0.14%
29 Cambridge Investment Research Advisors, Inc. 17,991 96,000 0.14%
30 WEDBUSH SECURITIES INC 18,175 97,000 0.15%
31 SeaBridge Investment Advisors LLC 20,350 108,000 0.16%
32 SHEPHERD KAPLAN KROCHUK, LLC 21,800 116,000 0.17%
33 WHITTIER TRUST CO 21,848 116,000 0.17%
34 Thomas J. Herzfeld Advisors, Inc. 22,000 117,000 0.18%
35 MCQUEEN, BALL & ASSOCIATES INC. 22,380 119,000 0.18%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 23,402 125,000 0.19%
37 NEXT Financial Group, Inc 23,700 126,000 0.19%
38 IFP ADVISORS, INC 24,727 132,000 0.20%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,172 145,000 0.22%
40 STIFEL FINANCIAL CORP 29,805 159,000 0.24%
41 ALLEGIS INVESTMENT ADVISORS, LLC 34,844 186,000 0.28%
42 Dorsey & Whitney Trust CO LLC 36,403 194,000 0.29%
43 North Star Investment Management Corp. 36,712 196,000 0.29%
44 RAYMOND JAMES & ASSOCIATES 38,069 203,000 0.31%
45 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 44,871 239,000 0.36%
46 BANK OF AMERICA CORP /DE/ 45,356 242,000 0.36%
47 ProVise Management Group, LLC 47,200 252,000 0.38%
48 FIRST MANHATTAN CO. LLC. 48,438 258,000 0.39%
49 NWAM LLC 51,150 273,000 0.41%
50 Curi Capital, LLC 54,282 289,000 0.43%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.