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TD AMERITRADE HLDG CORP
TD AMERITRADE HLDG CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 292 Institutional holders with a total value of $9,404,447,193.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 GREENHAVEN ASSOCIATES INC 6,940 232,000 0.00%
252 CAPSTONE ASSET MANAGEMENT CO 6,487 216,000 0.00%
253 Bluefin Trading, LLC 6,400 214,000 0.00%
254 LS Investment Advisors, LLC 6,380 213,000 0.00%
255 AMALGAMATED BANK 6,347 212,000 0.00%
256 MID CONTINENT CAPITAL LLC/IL 6,000 200,000 0.00%
257 FineMark National Bank & Trust 5,472 183,000 0.00%
258 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,376 179,000 0.00%
259 NORDEA INVESTMENT MANAGEMENT AB 5,334 178,000 0.00%
260 Compagnie Lombard Odier SCmA 5,126 171,000 0.00%
261 GAM Holding AG 4,400 147,000 0.00%
262 E. Ohman J:or Asset Management AB 4,100 136,817 0.00%
263 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,500 117,000 0.00%
264 SUMMIT SECURITIES GROUP LLC 2,600 87,000 0.00%
265 NOMURA HOLDINGS INC 2,460 82,000 0.00%
266 UBS AG 1,900 63,000 0.00% Call
267 FIFTH THIRD BANCORP 1,634 55,000 0.00%
268 WOLVERINE ASSET MANAGEMENT LLC 142 54,000 0.00% Call
269 Mondrian Investment Partners LTD 1,600 53,000 0.00%
270 D.A. DAVIDSON & CO. 1,560 52,000 0.00%
271 UBS AG 1,500 50,000 0.00% Put
272 Walleye Trading LLC 1,300 44,000 0.00% Put
273 Shinko Asset Management Co., Ltd. 963 32,000 0.00%
274 Mizuho Asset Management Co.,Ltd. 642 21,000 0.00%
275 CITY HOLDING CO 415 14,000 0.00%
276 MSI Financial Services Inc 401 13,000 0.00%
277 MARKSTON INTERNATIONAL LLC 300 10,000 0.00%
278 Alexandria Capital, LLC 228 8,000 0.00%
279 PRIVATE TRUST CO NA 201 7,000 0.00%
280 HOWE & RUSLING INC 209 7,000 0.00%
281 WHITTIER TRUST CO OF NEVADA INC 219 7,000 0.00%
282 ENVESTNET ASSET MANAGEMENT INC 173 6,000 0.00%
283 TCI Wealth Advisors, Inc. 168 6,000 0.00%
284 COLONY GROUP LLC 164 5,000 0.00%
285 Vantage Investment Advisors, LLC 150 5,000 0.00%
286 NEXT Financial Group, Inc 64 2,000 0.00%
287 Cornerstone Advisors, Inc. 65 2,000 0.00%
288 WOLVERINE ASSET MANAGEMENT LLC 698 2,000 0.00% Put
289 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 42 1,000 0.00%
290 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 7 0 0.00%
291 WFG Advisors, LP 10 0 0.00%
292 NEW ENGLAND SECURITIES CORP /MA/ 3 0 0.00%
Page 6 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.