| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 12,500,000 | 142,443,000 | 37.88% | Put | |
| 2 | BRANDES INVESTMENT PARTNERS, LP | 6,913,928 | 79,095,000 | 21.03% | ||
| 3 | NOMURA HOLDINGS INC | 5,000,000 | 56,977,000 | 15.15% | Call | |
| 4 | DIMENSIONAL FUND ADVISORS LP | 2,676,282 | 30,617,000 | 8.14% | ||
| 5 | JPMORGAN CHASE & CO | 1,256,701 | 14,376,000 | 3.82% | ||
| 6 | MORGAN STANLEY | 1,205,332 | 13,789,000 | 3.67% | ||
| 7 | MANAGED ACCOUNT ADVISORS LLC | 487,773 | 5,580,000 | 1.48% | ||
| 8 | CIBC WORLD MARKET INC. | 412,850 | 4,723,000 | 1.26% | ||
| 9 | GABELLI FUNDS LLC | 369,000 | 4,221,000 | 1.12% | ||
| 10 | NORTHERN TRUST CORP | 237,862 | 2,722,000 | 0.72% | ||
| 11 | GOLDMAN SACHS GROUP INC | 202,188 | 2,313,000 | 0.62% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 167,678 | 1,918,000 | 0.51% | ||
| 13 | Aperio Group, LLC | 145,098 | 1,660,000 | 0.44% | ||
| 14 | NATIXIS ADVISORS, LLC | 107,239 | 1,227,000 | 0.33% | ||
| 15 | BARCLAYS PLC | 107,500 | 1,183,000 | 0.31% | ||
| 16 | DEERE & CO | 98,050 | 1,122,000 | 0.30% | ||
| 17 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 96,282 | 1,101,000 | 0.29% | ||
| 18 | JANE STREET GROUP, LLC | 78,893 | 903,000 | 0.24% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 69,025 | 790,000 | 0.21% | ||
| 20 | CAPSTONE ASSET MANAGEMENT CO | 65,012 | 744,000 | 0.20% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 62,658 | 717,000 | 0.19% | ||
| 22 | AMP Capital Investors Ltd | 61,970 | 717,000 | 0.19% | ||
| 23 | Bank of New York Mellon Corp | 62,351 | 714,000 | 0.19% | ||
| 24 | COMERICA BANK | 62,431 | 714,000 | 0.19% | ||
| 25 | SG Americas Securities, LLC | 50,909 | 582,000 | 0.15% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 44,966 | 514,000 | 0.14% | ||
| 27 | RUSSELL FRANK CO/ | 43,243 | 495,000 | 0.13% | ||
| 28 | Virtu KCG Holdings LLC | 29,905 | 342,000 | 0.09% | ||
| 29 | BNP PARIBAS FINANCIAL MARKETS | 27,996 | 320,274 | 0.09% | ||
| 30 | ROYAL BANK OF CANADA | 27,518 | 314,000 | 0.08% | ||
| 31 | GUGGENHEIM CAPITAL LLC | 25,817 | 295,000 | 0.08% | ||
| 32 | RIVERHEAD CAPITAL MANAGEMENT LLC | 22,800 | 261,000 | 0.07% | ||
| 33 | FINANCIAL COUNSELORS INC | 18,351 | 210,000 | 0.06% | ||
| 34 | Invesco Ltd. | 18,052 | 207,000 | 0.06% | ||
| 35 | RHUMBLINE ADVISERS | 17,070 | 195,000 | 0.05% | ||
| 36 | CREDIT SUISSE AG/ | 16,800 | 192,000 | 0.05% | ||
| 37 | DEUTSCHE BANK AG\ | 16,156 | 183,000 | 0.05% | ||
| 38 | Gotham Asset Management, LLC | 14,533 | 166,000 | 0.04% | ||
| 39 | M&T BANK CORP | 11,961 | 136,000 | 0.04% | ||
| 40 | Private Capital Advisors, Inc. | 11,500 | 132,000 | 0.04% | ||
| 41 | DREMAN VALUE MANAGEMENT, L L C | 11,007 | 126,000 | 0.03% | ||
| 42 | WELLS FARGO & COMPANY/MN | 10,098 | 115,000 | 0.03% | ||
| 43 | ALLIANCEBERNSTEIN L.P. | 9,438 | 108,000 | 0.03% | ||
| 44 | JFS WEALTH ADVISORS, LLC | 9,219 | 105,000 | 0.03% | ||
| 45 | UBS AG | 9,037 | 104,000 | 0.03% | ||
| 46 | OFI Advisors LLC | 8,490 | 97,000 | 0.03% | ||
| 47 | AMERIPRISE FINANCIAL INC | 8,301 | 95,000 | 0.03% | ||
| 48 | MSI Financial Services Inc | 5,271 | 60,000 | 0.02% | ||
| 49 | US BANCORP \DE\ | 3,742 | 43,000 | 0.01% | ||
| 50 | BlackRock Fund Advisors | 2,941 | 34,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
