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NRG YIELD INC
NRG YIELD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 161 Institutional holders with a total value of $844,894,440.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Ecofin Advisors Ltd 75,387 1,191,000 0.14%
102 PARAMETRIC PORTFOLIO ASSOCIATES LLC 80,420 1,271,000 0.15%
103 ALLIANCEBERNSTEIN L.P. 80,852 1,277,000 0.15%
104 CITIGROUP INC 85,259 1,348,000 0.16%
105 SG Americas Securities, LLC 89,960 1,421,000 0.17%
106 BROOKFIELD Corp /ON/ 95,200 1,504,000 0.18%
107 Swiss National Bank 101,250 1,600,000 0.19%
108 FIRST TRUST ADVISORS LP 107,184 1,694,000 0.20%
109 TEACHERS ADVISORS, LLC 109,675 1,733,000 0.21%
110 SUSQUEHANNA INTERNATIONAL GROUP, LLP 111,529 1,762,000 0.21%
111 RENAISSANCE TECHNOLOGIES LLC 114,500 1,809,000 0.21%
112 AMERIPRISE FINANCIAL INC 117,497 1,856,000 0.22%
113 Neuberger Berman Group LLC 119,557 1,889,000 0.22%
114 Beach Investment Management, LLC. 122,010 1,928,000 0.23%
115 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 130,891 2,068,000 0.24%
116 PEAK6 Group LLC 132,800 2,098,000 0.25% Call
117 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 136,800 2,161,000 0.26%
118 BAIRD FINANCIAL GROUP, INC. 137,312 2,170,000 0.26%
119 GOLDMAN SACHS GROUP INC 142,363 2,249,000 0.27%
120 JPMORGAN CHASE & CO 142,601 2,252,000 0.27%
121 McClain Value Management LLC 143,202 2,263,000 0.27%
122 Invesco Ltd. 145,955 2,306,000 0.27%
123 CREDIT AGRICOLE S A 166,078 2,624,000 0.31%
124 M.D. Sass, LLC 202,300 3,197,000 0.38%
125 PNC FINANCIAL SERVICES GROUP, INC. 203,256 3,212,000 0.38%
126 BLACKROCK ADVISORS LLC 205,969 3,254,000 0.39%
127 Walleye Trading LLC 216,600 3,422,000 0.41% Call
128 WELLS FARGO & COMPANY/MN 217,178 3,431,000 0.41%
129 BLACKSTART CAPITAL LP 228,533 3,611,000 0.43%
130 GUGGENHEIM CAPITAL LLC 233,736 3,693,000 0.44%
131 TIAA CREF INVESTMENT MANAGEMENT LLC 249,939 3,949,000 0.47%
132 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 279,326 4,414,000 0.52%
133 Credit Capital Investments LLC 290,046 4,583,000 0.54%
134 UBS Group AG 290,291 4,587,000 0.54%
135 BlackRock Investment Management, LLC 290,972 4,597,000 0.54%
136 MILLENNIUM MANAGEMENT LLC 319,906 5,055,000 0.60%
137 PRUDENTIAL FINANCIAL INC 392,260 6,198,000 0.73%
138 Passport Capital, LLC 405,204 6,402,000 0.76%
139 GCA INVESTMENT MANAGEMENT, LLC 415,942 6,572,000 0.78%
140 GEODE CAPITAL MANAGEMENT, LLC 500,878 7,913,000 0.94%
141 ALPINE WOODS CAPITAL INVESTORS, LLC 504,500 7,971,000 0.94%
142 Hillcrest Asset Management LLC 550,097 8,692,000 1.03%
143 CAPITAL ADVISORS INC/OK 569,508 8,998,000 1.06%
144 BANK OF AMERICA CORP /DE/ 625,045 9,875,000 1.17%
145 EVERGREEN CAPITAL MANAGEMENT LLC 631,985 9,986,000 1.18%
146 NORTHERN TRUST CORP 691,312 10,923,000 1.29%
147 ClearBridge Investments Ltd 704,552 11,132,000 1.32%
148 DIMENSIONAL FUND ADVISORS LP 1,002,903 15,846,000 1.88%
149 STATE STREET CORP 1,114,539 17,611,000 2.08%
150 BEACH INVESTMENT COUNSEL INC/PA 1,387,440 21,922,000 2.59%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.