Dark
Light
System
Security
NRG YIELD INC
NRG YIELD INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 158 Institutional holders with a total value of $991,257,798.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 MML INVESTORS SERVICES, INC. 23,322 410,000 0.04%
102 PRICE T ROWE ASSOCIATES INC /MD/ 23,277 410,000 0.04%
103 FORTIS ADVISORS, LLC 23,023 405,000 0.04%
104 SPOT TRADING LLC /BD 22,900 403,000 0.04% Call
105 GRAND JEAN CAPITAL MANAGEMENT INC 22,080 389,000 0.04%
106 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 21,658 381,000 0.04%
107 BLAIR WILLIAM & CO/IL 21,226 374,000 0.04%
108 BNP PARIBAS FINANCIAL MARKETS 20,439 359,726 0.04%
109 ROYAL BANK OF CANADA 20,264 357,000 0.04%
110 DAVENPORT & Co LLC 19,713 346,949 0.04%
111 Visionary Asset Management, Inc. 18,828 331,000 0.03%
112 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,400 324,000 0.03% Put
113 HBK INVESTMENTS L P 17,346 305,000 0.03%
114 WESTPAC BANKING CORP 16,607 292,283 0.03%
115 CUTLER GROUP LLC / CA 16,598 292,000 0.03%
116 Brookstone Capital Management 16,137 284,000 0.03%
117 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 16,103 283,000 0.03%
118 SHEPHERD KAPLAN KROCHUK, LLC 14,806 261,000 0.03%
119 PEAK6 Group LLC 14,500 255,000 0.03% Put
120 Walleye Trading LLC 14,100 248,000 0.03% Put
121 RENAISSANCE TECHNOLOGIES LLC 13,700 241,000 0.02%
122 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13,400 235,840 0.02%
123 Electron Capital Partners, LLC 12,611 222,000 0.02%
124 Quotient Investors, LLC 12,400 218,000 0.02%
125 OTA Financial Group L.P. 12,035 213,000 0.02%
126 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 11,778 207,000 0.02%
127 SEI INVESTMENTS CO 11,515 202,000 0.02%
128 BANK OF MONTREAL /CAN/ 11,005 194,000 0.02%
129 TWO SIGMA ADVISERS, LP 10,606 187,000 0.02%
130 SPOT TRADING LLC /BD 7,400 130,000 0.01% Put
131 SG Americas Securities, LLC 7,340 129,000 0.01%
132 NumerixS Investment Technologies Inc 7,300 128,000 0.01%
133 BARCLAYS PLC 7,128 126,000 0.01%
134 US BANCORP \DE\ 6,552 116,000 0.01%
135 ENVESTNET ASSET MANAGEMENT INC 5,546 98,000 0.01%
136 Ameritas Investment Partners, Inc. 5,481 96,000 0.01%
137 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,184 91,000 0.01%
138 NEXT Financial Group, Inc 3,550 62,000 0.01%
139 PEAK6 Group LLC 3,300 58,000 0.01% Call
140 FEDERATED HERMES, INC. 2,769 49,000 0.00%
141 ADVISOR GROUP, INC. 2,583 46,000 0.00%
142 FIRST INTERSTATE BANK 1,715 30,000 0.00%
143 Zurcher Kantonalbank (Zurich Cantonalbank) 1,624 29,000 0.00%
144 IFP ADVISORS, INC 1,204 21,000 0.00%
145 VERSANT CAPITAL MANAGEMENT, INC 1,143 20,000 0.00%
146 ACROSPIRE INVESTMENT MANAGEMENT LLC 847 15,000 0.00%
147 CUTLER GROUP LLC / CA 27,300 15,000 0.00% Put
148 Creative Planning 702 12,000 0.00%
149 LOOMIS SAYLES & CO L P 605 11,000 0.00%
150 TCI Wealth Advisors, Inc. 579 10,000 0.00%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.