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BANK OF NEW YORK MELLON CORP
BANK OF NEW YORK MELLON CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 884 Institutional holders with a total value of $37,629,114,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Spot Trading L.L.C 8 0 0.00%
2 FNY Managed Accounts LLC 150 375 0.00% Call
3 Johnson Financial Group, Inc. 15 1,000 0.00%
4 Winfield Associates, Inc. 45 2,000 0.00%
5 DUNCKER STREETT & CO INC 74 3,000 0.00%
6 Hartford Financial Management Inc. 88 3,000 0.00%
7 TCI Wealth Advisors, Inc. 104 4,000 0.00%
8 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 96 4,000 0.00%
9 ORRSTOWN FINANCIAL SERVICES INC 96 4,000 0.00%
10 HAP Trading, LLC 242,700 5,000 0.00% Put
11 Financial Management Professionals, Inc. 155 6,000 0.00%
12 MOTCO 141 6,000 0.00%
13 Horrell Capital Management, Inc. 200 8,000 0.00%
14 CENTRAL BANK & TRUST CO 200 8,000 0.00%
15 Klingman & Associates, LLC 200 8,000 0.00%
16 WealthTrust-Arizona, LLC 208 8,000 0.00%
17 First Personal Financial Services 242 9,000 0.00%
18 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 210 9,000 0.00%
19 Wallington Asset Management, LLC 241 10,000 0.00%
20 Invictus RG Pte. Ltd. 252 10,000 0.00%
21 Gary Goldberg Planning Services Inc 235 10,000 0.00%
22 Raab & Moskowitz Asset Management LLC 250 10,000 0.00%
23 Tarbox Family Office, Inc. 266 11,000 0.00%
24 Riggs Asset Managment Co. Inc. 283 11,000 0.00%
25 Peachtree Investment Advisors, Inc. 300 12,000 0.00%
26 ADVANTAGE INVESTMENT MANAGEMENT, LLC 300 12,000 0.00%
27 STANCORP INVESTMENT ADVISERS INC 300 12,000 0.00%
28 Crosspoint Capital Strategies, LLC 300 12,000 0.00%
29 Cable Hill Partners, LLC 329 13,000 0.00%
30 ROCKEFELLER FINANCIAL SERVICES INC 330 13,000 0.00%
31 MassMutual Private Wealth & Trust, FSB 328 13,307 0.00%
32 Plante Moran Financial Advisors, LLC 340 14,000 0.00%
33 Intersect Capital LLC 350 14,000 0.00%
34 Glassman Wealth Services 375 15,000 0.00%
35 Ledyard National Bank 420 17,000 0.00%
36 VALLEY NATIONAL ADVISERS INC 497 17,000 0.00%
37 HANSEATIC MANAGEMENT SERVICES INC 445 18,000 0.00%
38 RATIONAL ADVISORS, INC. 460 19,000 0.00%
39 Tradewinds Capital Management, LLC 488 20,000 0.00%
40 Pinnacle Summer Investments, Inc. 500 20,000 0.00%
41 CAPITAL GUARDIAN TRUST CO 552 20,000 0.00%
42 THOMPSON DAVIS & CO., INC. 520 21,000 0.00%
43 Zions Trust, National Association 566 23,000 0.00%
44 Catamount Wealth Management 595 24,000 0.00%
45 DEUTSCHE BANK AG\ 600 24,000 0.00% Put
46 Field & Main Bank 650 26,000 0.00%
47 Regal Investment Advisors LLC 650 26,000 0.00%
48 Sandy Spring Bank 731 30,000 0.00%
49 HABERER REGISTERED INVESTMENT ADVISOR INC 769 31,000 0.00% SH
50 Hirtle Callaghan & Co LLC 800 32,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.