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BANK NEW YORK MELLON CORP
BANK NEW YORK MELLON CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 897 Institutional holders with a total value of $37,070,911,170.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 17 0 0.00% Put
2 SUMMIT SECURITIES GROUP LLC 2 0 0.00% Put
3 DEUTSCHE BANK AG\ 9 0 0.00% Put
4 CUTLER GROUP LLC / CA 200 0 0.00% Put
5 WEALTHPLAN PARTNERS, LLC 534 22 0.00%
6 CWM, LLC 25 1,000 0.00%
7 Winfield Associates, Inc. 45 2,000 0.00%
8 Vigilant Capital Management, LLC 80 3,000 0.00%
9 Point72 Hong Kong Ltd 100 4,000 0.00%
10 TCI Wealth Advisors, Inc. 104 4,000 0.00%
11 US FINANCIAL ADVISORS, LLC 125 5,000 0.00%
12 DUNCKER STREETT & CO INC 118 5,000 0.00%
13 Sunbelt Securities, Inc. 137 5,647 0.00%
14 DELPHI PRIVATE ADVISORS LLC 148 6,000 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 150 6,000 0.00%
16 OGOREK ANTHONY JOSEPH /NY/ /ADV 159 7,000 0.00%
17 Horrell Capital Management, Inc. 200 8,000 0.00%
18 Oakworth Capital, Inc. 200 8,000 0.00%
19 WOODMONT INVESTMENT COUNSEL LLC 195 8,000 0.00%
20 WealthTrust-Arizona, LLC 213 9,000 0.00%
21 Apriem Advisors 216 9,000 0.00%
22 Blume Capital Management, Inc. 252 10,000 0.00%
23 VIRTUS CAPITAL ADVISERS, LLC 238 10,000 0.00%
24 TD Securities (USA) LLC 246 10,000 0.00%
25 Independent Portfolio Consultants, Inc. 290 12,000 0.00%
26 PROFICIO CAPITAL PARTNERS LLC 319 13,000 0.00%
27 PRELUDE CAPITAL MANAGEMENT, LLC 320 13,000 0.00%
28 Cable Hill Partners, LLC 329 14,000 0.00%
29 Plante Moran Financial Advisors, LLC 340 14,000 0.00%
30 Glassman Wealth Services 375 15,000 0.00%
31 DUBUQUE BANK & TRUST CO 390 16,000 0.00%
32 ARCUS CAPITAL PARTNERS, LLC 400 16,000 0.00%
33 Tarbox Family Office, Inc. 385 16,000 0.00%
34 HOWE & RUSLING INC 400 16,000 0.00%
35 THOMPSON DAVIS & CO., INC. 408 17,000 0.00%
36 PAYDEN & RYGEL 427 18,000 0.00%
37 GUPTA WEALTH MANAGEMENT LLC 434 18,000 0.00%
38 Johnson Financial Group, Inc. 482 20,000 0.00%
39 Tradewinds Capital Management, LLC 488 20,000 0.00%
40 MassMutual Private Wealth & Trust, FSB 505 20,816 0.00%
41 VALLEY NATIONAL ADVISERS INC 512 21,000 0.00%
42 1832 Asset Management L.P. 500 21,000 0.00%
43 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 525 22,000 0.00%
44 REGAL WEALTH GROUP, INC. 534 22,000 0.00%
45 INTEGRATED WEALTH MANAGEMENT 572 24,000 0.00%
46 Ledyard National Bank 583 24,000 0.00%
47 Catamount Wealth Management 595 25,000 0.00%
48 Parkside Financial Bank & Trust 689 28,000 0.00%
49 UBS Group AG 700 29,000 0.00% Put
50 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 701 29,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.