| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VSR Financial Services, Inc. | 61,824 | 1,831,000 | 97.60% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 849 | 25,000 | 1.33% | ||
| 3 | Tower Research Capital LLC (TRC) | 684 | 20,000 | 1.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.