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ISHARES CONVERTIBLE BOND ETF
ISHARES CONVERTIBLE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 9 Institutional holders with a total value of $163,595,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BW Gestao de Investimentos Ltda. 2,928,973 154,181,000 94.25%
2 BANK OF AMERICA CORP /DE/ 87,224 4,592,000 2.81%
3 JANE STREET GROUP, LLC 44,505 2,343,000 1.43%
4 MML INVESTORS SERVICES, INC. 21,612 1,138,000 0.70%
5 LPL Financial LLC 20,285 1,068,000 0.65%
6 WEALTHPLAN PARTNERS, LLC 3,894 205,000 0.13%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 925 49,000 0.03%
8 IFP ADVISORS, INC 222 12,000 0.01%
9 Creative Planning 130 7,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.