| 401 |
PineBridge Investments, L.P. |
469 |
29,000 |
0.00% |
|
|
| 402 |
BHF Kleinwort Benson Group S.A. |
400 |
24,000 |
0.00% |
|
|
| 403 |
Cranbrook Wealth Management, LLC |
400 |
24,000 |
0.00% |
|
|
| 404 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
310 |
19,000 |
0.00% |
|
|
| 405 |
FIRST FINANCIAL CORP /IN/ |
300 |
18,000 |
0.00% |
|
|
| 406 |
Mizuho Asset Management Co.,Ltd. |
292 |
18,000 |
0.00% |
|
|
| 407 |
Ground Swell Capital, LLC |
216 |
13,000 |
0.00% |
|
|
| 408 |
Regal Investment Advisors LLC |
200 |
12,000 |
0.00% |
|
|
| 409 |
TOMPKINS FINANCIAL CORP |
205 |
12,000 |
0.00% |
|
|
| 410 |
Cubist Systematic Strategies, LLC |
184 |
11,000 |
0.00% |
|
|
| 411 |
WOLVERINE ASSET MANAGEMENT LLC |
284 |
9,000 |
0.00% |
Put |
|
| 412 |
VIRTUS CAPITAL ADVISERS, LLC |
149 |
9,000 |
0.00% |
|
|
| 413 |
Hillsdale Investment Management Inc. |
150 |
9,000 |
0.00% |
|
|
| 414 |
ARROW FINANCIAL CORP |
125 |
8,000 |
0.00% |
|
|
| 415 |
TORONTO DOMINION BANK |
91 |
6,000 |
0.00% |
|
|
| 416 |
Oakworth Capital, Inc. |
100 |
6,000 |
0.00% |
|
|
| 417 |
Winslow, Evans & Crocker, Inc. |
98 |
5,916 |
0.00% |
|
|
| 418 |
ACADIAN ASSET MANAGEMENT LLC |
75 |
5,000 |
0.00% |
|
|
| 419 |
M&T BANK CORP |
1,000 |
2,000 |
0.00% |
Call |
|
| 420 |
Johnson Financial Group, Inc. |
29 |
2,000 |
0.00% |
|
|
| 421 |
Li Winifred I |
35 |
2,000 |
0.00% |
|
|
| 422 |
ENTERPRISE FINANCIAL SERVICES CORP |
25 |
2,000 |
0.00% |
|
|
| 423 |
NEXT Financial Group, Inc |
25 |
2,000 |
0.00% |
|
|
| 424 |
HOWE & RUSLING INC |
28 |
2,000 |
0.00% |
|
|
| 425 |
NuWave Investment Management, LLC |
38 |
2,000 |
0.00% |
|
|
| 426 |
D.A. DAVIDSON & CO. |
19 |
1,000 |
0.00% |
|
|
| 427 |
TCI Wealth Advisors, Inc. |
18 |
1,000 |
0.00% |
|
|
| 428 |
DEUTSCHE BANK AG\ |
20 |
1,000 |
0.00% |
Call |
|
| 429 |
Tarbox Family Office, Inc. |
22 |
1,000 |
0.00% |
|
|
| 430 |
Exchange Capital Management, Inc. |
11 |
1,000 |
0.00% |
|
|
| 431 |
SUMMIT SECURITIES GROUP LLC |
15 |
0 |
0.00% |
Put |
|
