| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 778,000 | 879,000 | 59.11% | ||
| 2 | BAKER BROS. ADVISORS LP | 400,000 | 452,000 | 30.40% | ||
| 3 | VANGUARD GROUP INC | 60,130 | 69,000 | 4.64% | ||
| 4 | Virtu KCG Holdings LLC | 42,584 | 48,000 | 3.23% | ||
| 5 | Trellus Management Company, LLC | 18,000 | 20,000 | 1.34% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 14,250 | 16,000 | 1.08% | ||
| 7 | UBS Group AG | 805 | 1,000 | 0.07% | ||
| 8 | BlackRock Fund Advisors | 592 | 1,000 | 0.07% | ||
| 9 | Tower Research Capital LLC (TRC) | 814 | 1,000 | 0.07% | ||
| 10 | MORGAN STANLEY | 14 | 0 | 0.00% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 328 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.