| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | BENJAMIN F. EDWARDS & COMPANY, INC. | 40 | 1,000 | 0.00% | ||
| 402 | SHAPIRO ROBERT N | 15 | 0 | 0.00% | ||
| 403 | Focused Wealth Management, Inc | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.