| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 450,000 | 11,119,000 | 44.90% | ||
| 2 | Carroll Financial Associates, Inc. | 308,810 | 7,630,000 | 30.81% | ||
| 3 | Cetera Advisor Networks LLC | 209,680 | 5,179,000 | 20.91% | ||
| 4 | CITADEL ADVISORS LLC | 20,926 | 517,000 | 2.09% | ||
| 5 | LPL Financial LLC | 12,000 | 293,000 | 1.18% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 912 | 23,000 | 0.09% | ||
| 7 | UBS Group AG | 200 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
