| 1 |
Ridgeback Capital Investments L.P. |
1,292,614 |
3,063,000 |
41.03% |
|
|
| 2 |
SABBY MANAGEMENT, LLC |
1,224,359 |
2,902,000 |
38.87% |
|
|
| 3 |
VANGUARD GROUP INC |
405,062 |
960,000 |
12.86% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
57,031 |
135,000 |
1.81% |
|
|
| 5 |
BlackRock Fund Advisors |
40,353 |
96,000 |
1.29% |
|
|
| 6 |
NOMURA HOLDINGS INC |
19,000 |
46,000 |
0.62% |
|
|
| 7 |
NORTHERN TRUST CORP |
15,426 |
37,000 |
0.50% |
|
|
| 8 |
Bank of New York Mellon Corp |
14,029 |
34,000 |
0.46% |
|
|
| 9 |
Spark Investment Management LLC |
12,830 |
30,000 |
0.40% |
|
|
| 10 |
Janney Montgomery Scott LLC |
11,900 |
28,000 |
0.38% |
|
|
| 11 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
11,250 |
27,000 |
0.36% |
|
|
| 12 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
11,250 |
27,000 |
0.36% |
|
|
| 13 |
BlackRock Institutional Trust Company, N.A. |
11,154 |
26,000 |
0.35% |
|
|
| 14 |
Mount Lucas Management LP |
10,000 |
24,000 |
0.32% |
|
|
| 15 |
Tower Research Capital LLC (TRC) |
3,347 |
7,000 |
0.09% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
2,675 |
6,000 |
0.08% |
|
|
| 17 |
MORGAN STANLEY |
2,500 |
6,000 |
0.08% |
|
|
| 18 |
BlackRock Investment Management, LLC |
2,633 |
6,000 |
0.08% |
|
|
| 19 |
Walleye Trading LLC |
800 |
2,000 |
0.03% |
|
|
| 20 |
CITIGROUP INC |
1,000 |
2,000 |
0.03% |
|
|
| 21 |
UBS Group AG |
500 |
1,000 |
0.01% |
|
|
| 22 |
Creative Planning |
250 |
1,000 |
0.01% |
|
|
| 23 |
GIERL AUGUSTINE INVESTMENT MANAGEMENT INC |
200 |
0 |
0.00% |
|
|
| 24 |
INTEGRATED WEALTH MANAGEMENT |
200 |
0 |
0.00% |
|
|
| 25 |
TCI Wealth Advisors, Inc. |
200 |
0 |
0.00% |
|
|
| 26 |
WESPAC ADVISORS SOCAL, LLC |
200 |
0 |
0.00% |
|
|
