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TICC CAPITAL CORP
TICC CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 74 Institutional holders with a total value of $43,291,902.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Janney Montgomery Scott LLC 50,180 292,000 0.67%
52 DnB Asset Management AS 55,147 320,956 0.74%
53 ROYAL BANK OF CANADA 59,981 349,000 0.81%
54 SALEM INVESTMENT COUNSELORS INC 6,200 361,000 0.83%
55 Hillsdale Investment Management Inc. 65,300 380,000 0.88%
56 LUCUS ADVISORS LLC 68,249 397,000 0.92%
57 BANK OF AMERICA CORP /DE/ 106,058 617,000 1.43%
58 Legal & General Group Plc 109,515 638,000 1.47%
59 KELLEHER FINANCIAL ADVISORS 133,760 778,000 1.80%
60 Texas Yale Capital Corp. 154,980 902,000 2.08%
61 ADVISORY RESEARCH INC 92,373 903,000 2.09%
62 NUVEEN ASSET MANAGEMENT INC. 184,985 1,077,000 2.49%
63 Muzinich & Co., Inc. 197,321 1,148,000 2.65%
64 BANK OF MONTREAL /CAN/ 214,000 1,245,000 2.88%
65 TWO SIGMA ADVISERS, LP 247,866 1,443,000 3.33%
66 VAN ECK ASSOCIATES CORP 250,900 1,460,000 3.37%
67 BlackRock Group LTD 251,518 1,464,000 3.38%
68 GUGGENHEIM CAPITAL LLC 291,164 1,695,000 3.92%
69 Advisors Asset Management, Inc. 352,840 2,054,000 4.74%
70 MORGAN STANLEY 354,479 2,063,000 4.77%
71 TWO SIGMA INVESTMENTS, LP 382,126 2,224,000 5.14%
72 JPMORGAN CHASE & CO 384,068 2,235,000 5.16%
73 UBS Group AG 918,513 5,345,000 12.35%
74 TPG Group Holdings (SBS) Advisors, Inc. 1,633,719 9,508,000 21.96%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.