| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Raging Capital Management, LLC | 2,455,743 | 16,478,000 | 17.11% | ||
| 2 | UBS Group AG | 1,644,431 | 11,034,000 | 11.46% | ||
| 3 | TPG Group Holdings (SBS) Advisors, Inc. | 1,633,660 | 10,962,000 | 11.38% | ||
| 4 | Advisors Asset Management, Inc. | 1,237,296 | 8,302,000 | 8.62% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 770,419 | 5,170,000 | 5.37% | ||
| 6 | MANGROVE PARTNERS IM, LLC | 684,250 | 4,591,000 | 4.77% | ||
| 7 | Muzinich & Co., Inc. | 637,923 | 4,274,000 | 4.44% | ||
| 8 | PVG Asset Management | 540,071 | 3,623,880 | 3.76% | ||
| 9 | MORGAN STANLEY | 410,766 | 2,755,000 | 2.86% | ||
| 10 | CREDIT SUISSE AG/ | 357,736 | 2,401,000 | 2.49% | ||
| 11 | BlackRock Group LTD | 280,226 | 1,880,000 | 1.95% | ||
| 12 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 270,029 | 1,812,000 | 1.88% | ||
| 13 | Invesco Ltd. | 260,030 | 1,745,000 | 1.81% | ||
| 14 | KELLEHER FINANCIAL ADVISORS | 257,220 | 1,725,000 | 1.79% | ||
| 15 | TWO SIGMA ADVISERS, LP | 254,253 | 1,707,000 | 1.77% | ||
| 16 | VAN ECK ASSOCIATES CORP | 247,299 | 1,659,000 | 1.72% | ||
| 17 | GLG Partners LP | 225,000 | 1,510,000 | 1.57% | ||
| 18 | TWO SIGMA INVESTMENTS, LP | 181,704 | 1,219,000 | 1.27% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 177,369 | 1,191,000 | 1.24% | ||
| 20 | Texas Yale Capital Corp. | 161,595 | 1,084,000 | 1.13% | ||
| 21 | Stanley-Laman Group, Ltd. | 130,896 | 878,000 | 0.91% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 102,277 | 686,000 | 0.71% | ||
| 23 | GOLDMAN SACHS GROUP INC | 101,685 | 682,000 | 0.71% | ||
| 24 | OMERS ADMINISTRATION Corp | 96,500 | 648,000 | 0.67% | ||
| 25 | TFS CAPITAL LLC | 79,237 | 532,000 | 0.55% | ||
| 26 | Legal & General Group Plc | 75,263 | 506,000 | 0.53% | ||
| 27 | TCW GROUP INC | 73,500 | 493,000 | 0.51% | ||
| 28 | ROYAL BANK OF CANADA | 66,475 | 446,000 | 0.46% | ||
| 29 | Stratos Wealth Partners, LTD. | 66,307 | 445,000 | 0.46% | ||
| 30 | WELLS FARGO & COMPANY/MN | 58,430 | 392,000 | 0.41% | ||
| 31 | IFC Holdings Incorporated/FL | 50,414 | 358,000 | 0.37% | ||
| 32 | Sather Financial Group Inc | 49,750 | 334,000 | 0.35% | ||
| 33 | DnB Asset Management AS | 46,847 | 314,812 | 0.33% | ||
| 34 | CITIGROUP INC | 41,106 | 276,000 | 0.29% | ||
| 35 | BAIRD FINANCIAL GROUP, INC. | 40,223 | 270,000 | 0.28% | ||
| 36 | Janney Montgomery Scott LLC | 31,429 | 211,000 | 0.22% | ||
| 37 | OPTIMUM INVESTMENT ADVISORS | 31,500 | 211,000 | 0.22% | ||
| 38 | HighPoint Advisor Group LLC | 28,725 | 193,000 | 0.20% | ||
| 39 | PRELUDE CAPITAL MANAGEMENT, LLC | 27,011 | 181,000 | 0.19% | ||
| 40 | STEPHENS INC /AR/ | 25,478 | 171,000 | 0.18% | ||
| 41 | FIRST FOUNDATION ADVISORS | 25,126 | 169,000 | 0.18% | ||
| 42 | SG Americas Securities, LLC | 24,960 | 167,000 | 0.17% | ||
| 43 | STIFEL FINANCIAL CORP | 24,883 | 167,000 | 0.17% | ||
| 44 | CIBC WORLD MARKET INC. | 24,527 | 165,000 | 0.17% | ||
| 45 | SILVER CAPITAL MANAGEMENT LLC | 24,000 | 161,000 | 0.17% | ||
| 46 | Dynamic Technology Lab Private Ltd | 20,643 | 139,000 | 0.14% | ||
| 47 | JANE STREET GROUP, LLC | 18,213 | 122,000 | 0.13% | ||
| 48 | OPPENHEIMER & CO INC | 17,594 | 118,000 | 0.12% | ||
| 49 | SHUFRO ROSE & CO LLC | 17,500 | 117,000 | 0.12% | ||
| 50 | EAGLE GLOBAL ADVISORS LLC | 17,150 | 115,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
