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TRIANGLE CAPITAL CORPORATION
TRIANGLE CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 109 Institutional holders with a total value of $169,804,368.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Homrich & Berg 28,003 568,000 0.33%
52 BANK OF AMERICA CORP /DE/ 26,074 529,000 0.31%
53 STATE STREET CORP 24,938 507,000 0.30%
54 SUNTRUST BANKS INC 23,565 478,000 0.28%
55 CIBC WORLD MARKET INC. 22,934 465,000 0.27%
56 Grantham, Mayo, Van Otterloo & Co. LLC 22,500 457,000 0.27%
57 WEDBUSH SECURITIES INC 22,155 450,000 0.27%
58 HSBC HOLDINGS PLC 21,900 444,000 0.26%
59 IFC Holdings Incorporated/FL 19,965 403,000 0.24%
60 ALPS ADVISORS INC 19,855 403,000 0.24%
61 Pekin Hardy Strauss, Inc. 18,982 385,000 0.23%
62 WESPAC Advisors, LLC 18,982 385,000 0.23%
63 Vident Investment Advisory, LLC 18,565 377,000 0.22%
64 TFS CAPITAL LLC 16,157 328,000 0.19%
65 CITIGROUP INC 16,103 327,000 0.19%
66 CREDIT SUISSE AG/ 15,368 312,000 0.18%
67 TRUIST FINANCIAL CORP 15,163 308,000 0.18%
68 Princeton Alpha Management LP 15,077 306,000 0.18%
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,800 300,000 0.18% Put
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,048 285,000 0.17%
71 US BANCORP \DE\ 14,000 284,000 0.17%
72 Virtu KCG Holdings LLC 13,651 277,000 0.16%
73 TUDOR INVESTMENT CORP ET AL 13,531 275,000 0.16%
74 Commonwealth Equity Services, Inc 12,751 259,000 0.15%
75 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,411 213,000 0.13%
76 AQR CAPITAL MANAGEMENT LLC 10,424 212,000 0.12%
77 Bison Wealth, LLC 10,015 203,000 0.12%
78 Creative Planning 6,899 140,000 0.08%
79 WESTPORT RESOURCES MANAGEMENT INC 5,616 114,000 0.07%
80 Carroll Financial Associates, Inc. 5,100 111,000 0.07%
81 B. Riley Wealth Advisors, Inc. 4,995 101,000 0.06%
82 NATIONAL PLANNING CORP 4,737 100,188 0.06%
83 AMERICAN INTERNATIONAL GROUP, INC. 4,839 98,179 0.06%
84 DEUTSCHE BANK AG\ 4,620 93,000 0.05%
85 Quantbot Technologies LP 3,847 78,000 0.05%
86 PineBridge Investments, L.P. 2,552 52,000 0.03%
87 BROWN BROTHERS HARRIMAN & CO 1,750 36,000 0.02%
88 Catalyst Capital Advisors LLC 1,164 24,000 0.01%
89 Genesis Wealth Advisors, LLC 1,000 23,340 0.01%
90 JBF Capital, Inc. 1,000 20,000 0.01%
91 ENVESTNET ASSET MANAGEMENT INC 1,000 20,000 0.01%
92 Camarda Financial Advisors, LLC 919 19,000 0.01%
93 NEW ENGLAND SECURITIES CORP /MA/ 800 16,000 0.01%
94 MANUFACTURERS LIFE INSURANCE COMPANY, THE 808 16,000 0.01%
95 Focused Wealth Management, Inc 615 12,000 0.01%
96 Vantage Investment Advisors, LLC 567 12,000 0.01%
97 PNC FINANCIAL SERVICES GROUP, INC. 500 10,000 0.01%
98 EARNEST PARTNERS LLC 500 10,000 0.01%
99 SIMPLEX TRADING, LLC 389 8,000 0.00%
100 B. Riley Wealth Management, Inc. 400 8,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.