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TRIANGLE CAPITAL CORPORATION
TRIANGLE CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 104 Institutional holders with a total value of $157,409,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 25 478 0.00%
2 Transamerica Financial Advisors, LLC 6 1,000 0.00%
3 CUTLER GROUP LLC / CA 1,600 3,000 0.00% Put
4 HOWE & RUSLING INC 160 3,000 0.00%
5 FIRST MANHATTAN CO. LLC. 202 3,000 0.00%
6 KALOS MANAGEMENT, INC. 3,000 3,000 0.00% PRN
7 BRONFMAN E.L. ROTHSCHILD, L.P. 200 4,000 0.00%
8 Sunbelt Securities, Inc. 300 5,733 0.00%
9 PENSERRA CAPITAL MANAGEMENT LLC 379 7,000 0.00%
10 ALLEGIS INVESTMENT ADVISORS, LLC 406 8,000 0.01%
11 TCI Wealth Advisors, Inc. 500 10,000 0.01%
12 MSI Financial Services Inc 500 10,000 0.01%
13 EARNEST PARTNERS LLC 500 10,000 0.01%
14 Focused Wealth Management, Inc 615 12,000 0.01%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 670 13,000 0.01%
16 People's United Financial, Inc. 725 14,000 0.01%
17 PNC FINANCIAL SERVICES GROUP, INC. 750 14,000 0.01%
18 Advisory Services Network, LLC 980 19,000 0.01%
19 JBF Capital, Inc. 1,000 19,000 0.01%
20 Global X Management CO LLC 1,092 21,000 0.01%
21 CUTLER GROUP LLC / CA 1,169 22,000 0.01%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,322 25,000 0.02%
23 DEUTSCHE BANK AG\ 1,573 29,000 0.02%
24 IFP ADVISORS, INC 1,658 32,000 0.02%
25 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,934 37,000 0.02%
26 AMERICAN INTERNATIONAL GROUP, INC. 2,670 51,000 0.03%
27 JPMORGAN CHASE & CO 3,030 58,000 0.04%
28 PEAK6 Group LLC 3,100 59,000 0.04% Call
29 PEAK6 Group LLC 5,027 96,000 0.06%
30 Carroll Financial Associates, Inc. 5,100 97,000 0.06%
31 PineBridge Investments, L.P. 5,852 112,000 0.07%
32 Creative Planning 7,627 146,000 0.09%
33 PEAK6 Group LLC 10,500 201,000 0.13% Put
34 D. E. Shaw & Co., Inc. 10,753 205,000 0.13%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,957 209,000 0.13%
36 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,005 210,000 0.13%
37 Cetera Advisors LLC 12,836 247,000 0.16%
38 SAYBROOK CAPITAL /NC 13,200 252,000 0.16%
39 Advisors Asset Management, Inc. 13,224 253,000 0.16%
40 US BANCORP \DE\ 13,535 259,000 0.16%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,133 271,000 0.17%
42 LPL Financial LLC 14,597 286,000 0.18%
43 BANK OF AMERICA CORP /DE/ 15,162 290,000 0.18%
44 Commonwealth Equity Services, Inc 15,700 300,000 0.19%
45 CIBC WORLD MARKET INC. 16,814 321,000 0.20%
46 BLAIR WILLIAM & CO/IL 17,175 328,000 0.21%
47 TRUIST FINANCIAL CORP 18,059 345,000 0.22%
48 Raymond James Financial Services Advisors, Inc. 21,164 404,000 0.26%
49 STATE STREET CORP 21,138 404,000 0.26%
50 IFC Holdings Incorporated/FL 21,717 414,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.